| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25901.12 |
Day 20 |
Yes |
2521.28 |
<7 Days |
L-2 |
24040.77 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21848.75 |
Day 20 |
Yes |
121.89 |
91-180 Days |
L-3 |
25815.98 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37303.36 |
Day 20 |
No |
977.22 |
7-30 Days |
L-4 |
35716.76 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5691.88 |
Day 20 |
No |
9.67 |
<7 Days |
L-5 |
5431.87 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7160.63 |
Day 20 |
Yes |
51.49 |
<7 Days |
L-6 |
5852.28 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
159.98 |
Day 20 |
No |
7.46 |
<7 Days |
L-7 |
140.38 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38460.96 |
Day 20 |
Yes |
888.34 |
<7 Days |
L-8 |
32962.04 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16257.01 |
Day 20 |
Yes |
580.45 |
31-90 Days |
L-9 |
16696.73 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5586.29 |
Day 20 |
Yes |
325.31 |
7-30 Days |
LC-1 |
4606.36 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12098.18 |
Day 20 |
No |
735.48 |
<7 Days |
LC-2 |
10452.82 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22618.92 |
Day 20 |
Yes |
2212.60 |
91-180 Days |
N-1 |
20444.45 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11265.95 |
Day 20 |
No |
882.66 |
7-30 Days |
N-2 |
9695.26 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15656.39 |
Day 20 |
Yes |
558.04 |
31-90 Days |
N-3 |
16168.58 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23906.42 |
Day 20 |
No |
1685.07 |
7-30 Days |
N-4 |
19181.01 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22227.73 |
Day 20 |
No |
1747.62 |
91-180 Days |
N-5 |
25185.75 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26730.85 |
Day 20 |
No |
2288.77 |
31-90 Days |
N-6 |
31612.04 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22603.27 |
Day 20 |
No |
479.69 |
<7 Days |
N-7 |
20100.12 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4924.81 |
Day 20 |
Yes |
67.52 |
7-30 Days |
P-1 |
4900.22 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15147.17 |
Day 20 |
Yes |
1314.03 |
<7 Days |
P-2 |
13037.22 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5899.94 |
Day 20 |
No |
43.31 |
<7 Days |
S-8 |
5324.34 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15811.26 |
Day 20 |
No |
739.40 |
91-180 Days |
Y-1 |
15948.07 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8342.12 |
Day 20 |
Yes |
811.81 |
31-90 Days |
Y-2 |
9659.23 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42757.74 |
Day 20 |
No |
4175.43 |
91-180 Days |
Y-3 |
34762.47 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11475.45 |
Day 20 |
No |
281.41 |
31-90 Days |
Y-4 |
10577.97 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39797.54 |
Day 20 |
Yes |
1502.52 |
31-90 Days |
Z-1 |
34136.52 |
Full |
No |
|
Capital Markets |