| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38818.80 |
Day 19 |
Yes |
2930.92 |
31-90 Days |
E-9 |
41096.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2533.73 |
Day 19 |
Yes |
232.56 |
<7 Days |
G-4 |
2145.81 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34563.52 |
Day 19 |
No |
3103.36 |
91-180 Days |
IG-3 |
40728.69 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27621.39 |
Day 19 |
Yes |
224.59 |
<7 Days |
IG-4 |
24579.49 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20683.17 |
Day 19 |
Yes |
1268.75 |
31-90 Days |
IG-5 |
22485.99 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30123.77 |
Day 19 |
Yes |
742.11 |
91-180 Days |
IG-6 |
35092.60 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33867.46 |
Day 19 |
Yes |
2870.38 |
<7 Days |
IG-7 |
28380.83 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29315.32 |
Day 19 |
Yes |
1416.28 |
7-30 Days |
IG-8 |
32278.02 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11633.92 |
Day 19 |
Yes |
190.54 |
7-30 Days |
L-1 |
13753.24 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11496.74 |
Day 19 |
Yes |
1058.69 |
31-90 Days |
L-10 |
13502.75 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23526.00 |
Day 19 |
No |
1331.47 |
7-30 Days |
L-11 |
26695.53 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28877.36 |
Day 19 |
Yes |
1581.76 |
31-90 Days |
L-2 |
33971.30 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2977.54 |
Day 19 |
No |
204.80 |
91-180 Days |
L-3 |
3130.88 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42330.43 |
Day 19 |
Yes |
3716.24 |
91-180 Days |
L-4 |
45053.36 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42792.92 |
Day 19 |
No |
2509.02 |
7-30 Days |
L-5 |
34351.98 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18670.79 |
Day 19 |
Yes |
935.69 |
91-180 Days |
L-6 |
16659.75 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1100.40 |
Day 19 |
No |
9.55 |
91-180 Days |
L-7 |
1041.29 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8239.98 |
Day 19 |
Yes |
729.69 |
31-90 Days |
L-8 |
9603.19 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39992.77 |
Day 19 |
Yes |
3561.20 |
91-180 Days |
L-9 |
41059.44 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16053.31 |
Day 19 |
No |
1233.19 |
91-180 Days |
LC-1 |
17864.46 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34863.39 |
Day 19 |
Yes |
2329.20 |
<7 Days |
LC-2 |
38679.23 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25429.70 |
Day 19 |
No |
119.29 |
31-90 Days |
N-1 |
28917.18 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33738.02 |
Day 19 |
No |
1159.74 |
31-90 Days |
N-2 |
28538.37 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19671.98 |
Day 19 |
Yes |
878.52 |
<7 Days |
N-3 |
20241.66 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10359.29 |
Day 19 |
Yes |
324.39 |
<7 Days |
N-4 |
8748.96 |
Full |
No |
|
Capital Markets |