| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9698.89 |
Day 16 |
No |
763.38 |
<7 Days |
L-8 |
9667.07 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19729.03 |
Day 16 |
Yes |
568.19 |
<7 Days |
L-9 |
21768.09 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36017.13 |
Day 16 |
Yes |
2214.51 |
7-30 Days |
LC-1 |
31623.60 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2587.11 |
Day 16 |
Yes |
147.79 |
<7 Days |
LC-2 |
2378.17 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2175.40 |
Day 16 |
No |
202.47 |
91-180 Days |
N-1 |
2037.25 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24536.77 |
Day 16 |
No |
1978.20 |
31-90 Days |
N-2 |
22288.06 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26994.00 |
Day 16 |
No |
1360.93 |
7-30 Days |
N-3 |
28405.23 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38758.65 |
Day 16 |
Yes |
1021.20 |
91-180 Days |
N-4 |
39100.86 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34263.29 |
Day 16 |
Yes |
3263.90 |
<7 Days |
N-5 |
28442.23 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9202.60 |
Day 16 |
Yes |
437.05 |
91-180 Days |
N-6 |
9126.24 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29088.90 |
Day 16 |
No |
1641.25 |
7-30 Days |
N-7 |
26945.11 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37748.26 |
Day 16 |
No |
1480.38 |
91-180 Days |
P-1 |
35481.10 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22973.33 |
Day 16 |
Yes |
464.99 |
31-90 Days |
P-2 |
22208.49 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28722.46 |
Day 16 |
No |
1834.95 |
31-90 Days |
S-8 |
34375.20 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20791.51 |
Day 16 |
Yes |
765.83 |
31-90 Days |
Y-1 |
21962.86 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14338.08 |
Day 16 |
No |
809.28 |
91-180 Days |
Y-2 |
16329.64 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43374.33 |
Day 16 |
Yes |
2005.40 |
91-180 Days |
Y-3 |
47775.03 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14983.89 |
Day 16 |
Yes |
701.02 |
31-90 Days |
Y-4 |
12883.83 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21782.70 |
Day 16 |
Yes |
487.78 |
7-30 Days |
Z-1 |
20055.93 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13878.30 |
Day 16 |
No |
355.85 |
7-30 Days |
A-2 |
15580.09 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14082.22 |
Day 16 |
Yes |
1299.56 |
31-90 Days |
A-3 |
13281.87 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
566.54 |
Day 16 |
No |
32.70 |
7-30 Days |
A-4 |
508.26 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37993.96 |
Day 16 |
Yes |
642.80 |
7-30 Days |
A-5 |
41479.18 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14633.09 |
Day 16 |
No |
91.66 |
31-90 Days |
CB-1 |
14262.96 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37447.70 |
Day 16 |
Yes |
2748.06 |
31-90 Days |
CB-2 |
32127.76 |
Full |
No |
|
Trading |