| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41722.43 |
Day 15 |
No |
1541.33 |
91-180 Days |
S-7 |
41724.23 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23634.42 |
Day 16 |
Yes |
1832.58 |
7-30 Days |
A-0-Q |
19347.85 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1601.41 |
Day 16 |
No |
105.81 |
91-180 Days |
A-1-Q |
1873.38 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10469.88 |
Day 16 |
No |
272.28 |
<7 Days |
A-2-Q |
10853.28 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4249.22 |
Day 16 |
No |
161.85 |
<7 Days |
A-3-Q |
4080.07 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18261.95 |
Day 16 |
No |
1383.23 |
91-180 Days |
A-4-Q |
21658.72 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1632.00 |
Day 16 |
Yes |
28.52 |
<7 Days |
A-5-Q |
1792.23 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43834.68 |
Day 16 |
Yes |
441.35 |
7-30 Days |
CB-1-Q |
38968.98 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2301.01 |
Day 16 |
No |
57.57 |
31-90 Days |
CB-2-Q |
2280.93 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16808.84 |
Day 16 |
No |
624.47 |
<7 Days |
S-1-Q |
19174.90 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21078.40 |
Day 16 |
No |
1887.56 |
7-30 Days |
S-2-Q |
17871.09 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7910.50 |
Day 16 |
Yes |
724.32 |
<7 Days |
S-3-Q |
8935.95 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24393.54 |
Day 16 |
No |
1320.49 |
31-90 Days |
S-4-Q |
21097.52 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1671.45 |
Day 16 |
Yes |
96.54 |
7-30 Days |
CB-3-Q |
1502.76 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35855.72 |
Day 16 |
No |
824.35 |
<7 Days |
G-1-Q |
42136.76 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14553.56 |
Day 16 |
No |
121.01 |
<7 Days |
G-2-Q |
15890.38 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23601.32 |
Day 16 |
Yes |
2270.37 |
<7 Days |
G-3-Q |
23097.71 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39934.57 |
Day 16 |
Yes |
2802.48 |
31-90 Days |
S-5-Q |
44999.47 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40227.94 |
Day 16 |
No |
3411.08 |
7-30 Days |
S-6-Q |
47044.53 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5186.58 |
Day 16 |
Yes |
59.56 |
31-90 Days |
S-7-Q |
5388.95 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22519.83 |
Day 16 |
Yes |
420.77 |
91-180 Days |
E-1-Q |
18293.99 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32346.09 |
Day 16 |
No |
1327.67 |
31-90 Days |
E-2-Q |
27887.41 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18383.35 |
Day 16 |
No |
918.35 |
<7 Days |
IG-1-Q |
16934.17 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32314.39 |
Day 16 |
Yes |
2846.75 |
<7 Days |
IG-2-Q |
34195.48 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44052.31 |
Day 16 |
Yes |
1336.40 |
91-180 Days |
C-1 |
44924.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |