| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16178.91 |
Day 12 |
Yes |
236.99 |
<7 Days |
IG-1 |
13516.22 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37096.24 |
Day 12 |
No |
1198.42 |
31-90 Days |
IG-2 |
37035.47 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16143.37 |
Day 12 |
Yes |
1362.62 |
31-90 Days |
S-1 |
13228.95 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7765.51 |
Day 12 |
No |
537.57 |
31-90 Days |
S-2 |
6954.96 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5350.05 |
Day 12 |
No |
346.23 |
91-180 Days |
S-3 |
6138.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9496.24 |
Day 12 |
No |
481.03 |
7-30 Days |
S-4 |
10931.61 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29763.21 |
Day 12 |
No |
2592.17 |
7-30 Days |
S-5 |
25069.07 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15498.04 |
Day 12 |
Yes |
146.73 |
31-90 Days |
S-6 |
14660.25 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43126.01 |
Day 12 |
Yes |
2882.59 |
91-180 Days |
S-7 |
35591.68 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31619.35 |
Day 13 |
Yes |
371.06 |
7-30 Days |
A-0-Q |
29404.50 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27209.71 |
Day 13 |
No |
1561.17 |
7-30 Days |
A-1-Q |
27942.78 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30566.09 |
Day 13 |
Yes |
2673.36 |
7-30 Days |
A-2-Q |
24507.31 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34993.49 |
Day 13 |
No |
1431.52 |
31-90 Days |
A-3-Q |
38001.68 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31666.68 |
Day 13 |
No |
791.55 |
91-180 Days |
A-4-Q |
36190.73 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21547.09 |
Day 13 |
Yes |
868.45 |
91-180 Days |
A-5-Q |
21398.55 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15261.43 |
Day 13 |
Yes |
1499.53 |
91-180 Days |
CB-1-Q |
12211.91 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15074.15 |
Day 13 |
No |
453.50 |
7-30 Days |
CB-2-Q |
17552.72 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41793.24 |
Day 13 |
Yes |
2690.14 |
7-30 Days |
S-1-Q |
34198.36 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33308.05 |
Day 13 |
No |
397.73 |
91-180 Days |
S-2-Q |
35570.58 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18044.86 |
Day 13 |
Yes |
809.41 |
91-180 Days |
S-3-Q |
16393.72 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40232.86 |
Day 13 |
No |
2433.09 |
7-30 Days |
S-4-Q |
34288.39 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34948.77 |
Day 13 |
Yes |
3259.45 |
<7 Days |
CB-3-Q |
34903.63 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10015.63 |
Day 13 |
Yes |
537.87 |
7-30 Days |
G-1-Q |
10261.46 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26182.85 |
Day 13 |
No |
249.20 |
<7 Days |
G-2-Q |
23145.91 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13317.80 |
Day 13 |
No |
72.81 |
91-180 Days |
G-3-Q |
12943.27 |
Full |
No |
|
Capital Markets |