| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31205.18 |
Day 13 |
Yes |
639.84 |
<7 Days |
L-10 |
31759.61 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33102.08 |
Day 13 |
Yes |
1018.45 |
31-90 Days |
L-11 |
30194.53 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2142.42 |
Day 13 |
Yes |
169.91 |
91-180 Days |
L-2 |
2382.64 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19301.85 |
Day 13 |
Yes |
290.34 |
7-30 Days |
L-3 |
17542.73 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9050.40 |
Day 13 |
Yes |
508.75 |
31-90 Days |
L-4 |
7466.49 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31330.49 |
Day 13 |
No |
2565.05 |
<7 Days |
L-5 |
28293.23 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23425.56 |
Day 13 |
No |
469.40 |
<7 Days |
L-6 |
25275.15 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6105.72 |
Day 13 |
Yes |
149.17 |
<7 Days |
L-7 |
5624.64 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43228.40 |
Day 13 |
Yes |
1171.20 |
91-180 Days |
L-8 |
35913.33 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42460.95 |
Day 13 |
No |
2047.22 |
7-30 Days |
L-9 |
37125.98 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14156.35 |
Day 13 |
Yes |
723.66 |
7-30 Days |
LC-1 |
16366.34 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6077.29 |
Day 13 |
No |
429.06 |
7-30 Days |
LC-2 |
5238.64 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38146.98 |
Day 13 |
Yes |
3431.48 |
<7 Days |
N-1 |
36154.90 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19115.73 |
Day 13 |
Yes |
1131.32 |
<7 Days |
N-2 |
16413.74 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42311.39 |
Day 13 |
Yes |
742.76 |
31-90 Days |
N-3 |
49825.78 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24924.06 |
Day 13 |
Yes |
1446.21 |
31-90 Days |
N-4 |
28072.31 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15983.84 |
Day 13 |
No |
40.66 |
31-90 Days |
N-5 |
14223.25 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5402.29 |
Day 13 |
No |
278.05 |
7-30 Days |
N-6 |
4921.35 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28153.34 |
Day 13 |
No |
2483.15 |
<7 Days |
N-7 |
31576.65 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21783.17 |
Day 13 |
Yes |
175.61 |
<7 Days |
P-1 |
23720.20 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17440.69 |
Day 13 |
No |
356.55 |
91-180 Days |
P-2 |
19581.02 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17059.88 |
Day 13 |
Yes |
168.64 |
7-30 Days |
S-8 |
17815.75 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8743.49 |
Day 13 |
No |
430.84 |
7-30 Days |
Y-1 |
7486.18 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36890.31 |
Day 13 |
Yes |
2649.96 |
91-180 Days |
Y-2 |
37703.05 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43960.42 |
Day 13 |
No |
2647.07 |
7-30 Days |
Y-3 |
46871.85 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |