| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29414.07 |
Day 12 |
Yes |
2312.02 |
7-30 Days |
N-3 |
29128.29 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15018.18 |
Day 12 |
No |
530.17 |
7-30 Days |
N-4 |
16055.85 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27622.83 |
Day 12 |
Yes |
1793.54 |
7-30 Days |
N-5 |
24579.13 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33771.37 |
Day 12 |
Yes |
2710.96 |
31-90 Days |
N-6 |
36446.80 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24292.64 |
Day 12 |
Yes |
151.15 |
31-90 Days |
N-7 |
28658.58 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16703.03 |
Day 12 |
Yes |
1046.18 |
7-30 Days |
P-1 |
18409.20 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14692.97 |
Day 12 |
No |
1170.29 |
<7 Days |
P-2 |
11781.45 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16715.06 |
Day 12 |
No |
933.21 |
31-90 Days |
S-8 |
17231.79 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27751.93 |
Day 12 |
Yes |
1661.77 |
<7 Days |
Y-1 |
27461.57 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43632.13 |
Day 12 |
No |
1634.67 |
91-180 Days |
Y-2 |
51029.66 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20.97 |
Day 12 |
Yes |
0.54 |
<7 Days |
Y-3 |
19.97 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18821.09 |
Day 12 |
Yes |
1068.23 |
<7 Days |
Y-4 |
20559.37 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23286.38 |
Day 12 |
No |
226.06 |
<7 Days |
Z-1 |
19484.72 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1066.77 |
Day 12 |
Yes |
98.63 |
91-180 Days |
A-2 |
1126.05 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14969.31 |
Day 12 |
Yes |
845.30 |
7-30 Days |
A-3 |
17819.16 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6232.29 |
Day 12 |
No |
551.52 |
<7 Days |
A-4 |
7131.62 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25195.95 |
Day 12 |
Yes |
12.81 |
91-180 Days |
A-5 |
24972.85 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10547.96 |
Day 12 |
Yes |
297.04 |
7-30 Days |
CB-1 |
12411.48 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
498.60 |
Day 12 |
Yes |
25.33 |
91-180 Days |
CB-2 |
469.22 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34749.02 |
Day 12 |
Yes |
2650.19 |
31-90 Days |
CB-3 |
36092.69 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9692.79 |
Day 12 |
Yes |
437.47 |
31-90 Days |
E-1 |
10810.49 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25897.09 |
Day 12 |
No |
2327.98 |
31-90 Days |
E-2 |
31072.07 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18816.35 |
Day 12 |
Yes |
1601.28 |
7-30 Days |
G-1 |
16762.08 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20367.56 |
Day 12 |
Yes |
190.43 |
7-30 Days |
G-2 |
23965.33 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18856.73 |
Day 12 |
No |
484.93 |
<7 Days |
G-3 |
22389.50 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |