| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27687.63 |
Day 11 |
Yes |
1448.02 |
7-30 Days |
L-3 |
22290.46 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39987.64 |
Day 11 |
No |
3922.45 |
91-180 Days |
L-4 |
32616.30 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17356.25 |
Day 11 |
No |
506.34 |
91-180 Days |
L-5 |
15632.13 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26601.10 |
Day 11 |
No |
1466.07 |
31-90 Days |
L-6 |
26697.09 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16839.69 |
Day 11 |
Yes |
346.98 |
7-30 Days |
L-7 |
17234.69 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27250.46 |
Day 11 |
No |
2475.86 |
7-30 Days |
L-8 |
27079.11 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21957.01 |
Day 11 |
Yes |
1502.62 |
31-90 Days |
L-9 |
25451.23 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21142.28 |
Day 11 |
Yes |
608.09 |
91-180 Days |
LC-1 |
17817.57 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14255.26 |
Day 11 |
No |
689.36 |
91-180 Days |
LC-2 |
13619.62 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7850.88 |
Day 11 |
Yes |
352.00 |
<7 Days |
N-1 |
7138.27 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5287.59 |
Day 11 |
No |
217.63 |
31-90 Days |
N-2 |
6014.64 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13991.12 |
Day 11 |
No |
563.55 |
31-90 Days |
N-3 |
14448.59 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7082.27 |
Day 11 |
Yes |
238.38 |
31-90 Days |
N-4 |
7189.03 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11188.94 |
Day 11 |
Yes |
616.86 |
91-180 Days |
N-5 |
9183.05 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30778.94 |
Day 11 |
Yes |
2528.10 |
91-180 Days |
N-6 |
36900.69 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16308.03 |
Day 11 |
No |
287.86 |
91-180 Days |
N-7 |
13602.00 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11808.99 |
Day 11 |
Yes |
790.83 |
91-180 Days |
P-1 |
13521.54 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43328.13 |
Day 11 |
Yes |
2218.27 |
91-180 Days |
P-2 |
39612.00 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24712.67 |
Day 11 |
Yes |
924.02 |
7-30 Days |
S-8 |
23951.69 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41536.37 |
Day 11 |
No |
2480.97 |
91-180 Days |
Y-1 |
45632.13 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34990.11 |
Day 11 |
No |
3327.97 |
7-30 Days |
Y-2 |
40849.22 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7248.34 |
Day 11 |
Yes |
84.39 |
7-30 Days |
Y-3 |
6604.65 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43772.08 |
Day 11 |
Yes |
3284.21 |
<7 Days |
Y-4 |
52511.98 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1235.18 |
Day 11 |
Yes |
56.74 |
7-30 Days |
Z-1 |
1316.77 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26540.24 |
Day 11 |
No |
2286.93 |
31-90 Days |
A-2 |
30252.40 |
Partial |
No |
|
Investment Banking |