| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
21463.42 |
Day 6 |
No |
814.71 |
31-90 Days |
A-0-Q |
22109.54 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
14936.01 |
Day 6 |
Yes |
355.36 |
91-180 Days |
A-1-Q |
13821.91 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
40418.25 |
Day 6 |
No |
868.18 |
<7 Days |
A-2-Q |
39174.70 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
3755.94 |
Day 6 |
Yes |
287.70 |
7-30 Days |
A-3-Q |
3324.25 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
38144.03 |
Day 6 |
Yes |
2843.24 |
31-90 Days |
A-4-Q |
32951.97 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
13217.19 |
Day 6 |
Yes |
1108.90 |
31-90 Days |
A-5-Q |
11657.32 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
33352.85 |
Day 6 |
Yes |
1231.48 |
7-30 Days |
CB-1-Q |
38092.48 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
39478.21 |
Day 6 |
No |
3374.53 |
31-90 Days |
CB-2-Q |
46503.32 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
28990.87 |
Day 6 |
No |
667.33 |
7-30 Days |
S-1-Q |
30452.58 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
18325.68 |
Day 6 |
Yes |
688.66 |
91-180 Days |
S-2-Q |
15574.94 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
39701.80 |
Day 6 |
No |
1392.34 |
<7 Days |
S-3-Q |
36562.29 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
24025.64 |
Day 6 |
No |
1707.98 |
31-90 Days |
S-4-Q |
23960.83 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
19791.34 |
Day 6 |
No |
1588.49 |
<7 Days |
CB-3-Q |
23570.65 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1965.44 |
Day 6 |
Yes |
162.31 |
7-30 Days |
G-1-Q |
1879.57 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
273.71 |
Day 6 |
Yes |
25.78 |
31-90 Days |
G-2-Q |
219.75 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
12588.22 |
Day 6 |
Yes |
770.73 |
31-90 Days |
G-3-Q |
12102.46 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
18007.47 |
Day 6 |
No |
1675.07 |
7-30 Days |
S-5-Q |
21559.19 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36866.94 |
Day 6 |
No |
902.22 |
91-180 Days |
S-6-Q |
42327.67 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
23100.34 |
Day 6 |
Yes |
865.57 |
31-90 Days |
S-7-Q |
22784.18 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8147.83 |
Day 6 |
Yes |
232.62 |
<7 Days |
E-1-Q |
6813.23 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36639.17 |
Day 6 |
Yes |
763.41 |
<7 Days |
E-2-Q |
34039.81 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
18892.27 |
Day 6 |
Yes |
673.53 |
91-180 Days |
IG-1-Q |
21847.81 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
3119.99 |
Day 6 |
No |
273.44 |
91-180 Days |
IG-2-Q |
3505.43 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
16112.38 |
Day 6 |
No |
1585.06 |
31-90 Days |
C-1 |
15373.04 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
39112.16 |
Day 6 |
Yes |
1675.13 |
91-180 Days |
CB-4 |
33974.19 |
Full |
No |
|
Investment Banking |