| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
20646.13 |
Day 5 |
No |
1206.10 |
31-90 Days |
Y-2 |
19407.73 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
40345.96 |
Day 5 |
No |
1549.73 |
31-90 Days |
Y-3 |
32563.85 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
31222.96 |
Day 5 |
Yes |
2529.51 |
31-90 Days |
Y-4 |
35753.68 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
31712.31 |
Day 5 |
No |
2142.73 |
31-90 Days |
Z-1 |
30015.07 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
34758.82 |
Day 5 |
Yes |
339.83 |
31-90 Days |
A-2 |
36836.77 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
31548.45 |
Day 5 |
Yes |
269.65 |
<7 Days |
A-3 |
36509.77 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
22344.50 |
Day 5 |
Yes |
2060.76 |
<7 Days |
A-4 |
18073.97 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
32561.24 |
Day 5 |
No |
2550.13 |
91-180 Days |
A-5 |
31139.54 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36486.26 |
Day 5 |
Yes |
1704.30 |
<7 Days |
CB-1 |
41118.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8059.17 |
Day 5 |
No |
245.66 |
<7 Days |
CB-2 |
7410.65 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
42541.70 |
Day 5 |
Yes |
1491.37 |
7-30 Days |
CB-3 |
36633.39 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
29473.28 |
Day 5 |
No |
443.23 |
7-30 Days |
E-1 |
31824.82 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
10518.34 |
Day 5 |
Yes |
1034.67 |
31-90 Days |
E-2 |
10553.49 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
19916.15 |
Day 5 |
Yes |
1701.07 |
<7 Days |
G-1 |
17960.39 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
13633.12 |
Day 5 |
Yes |
998.69 |
91-180 Days |
G-2 |
15550.12 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
39983.59 |
Day 5 |
Yes |
3003.34 |
91-180 Days |
G-3 |
35743.80 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8055.30 |
Day 5 |
Yes |
411.12 |
7-30 Days |
IG-1 |
8389.88 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8635.98 |
Day 5 |
Yes |
231.40 |
7-30 Days |
IG-2 |
7622.04 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
15299.78 |
Day 5 |
No |
1352.75 |
7-30 Days |
S-1 |
15138.87 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
24470.14 |
Day 5 |
Yes |
2193.71 |
7-30 Days |
S-2 |
22687.54 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
13854.13 |
Day 5 |
Yes |
621.99 |
<7 Days |
S-3 |
11469.31 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
4004.06 |
Day 5 |
Yes |
360.81 |
<7 Days |
S-4 |
4332.86 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
42986.64 |
Day 5 |
No |
703.05 |
<7 Days |
S-5 |
50406.66 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1685.37 |
Day 5 |
No |
95.03 |
<7 Days |
S-6 |
1677.03 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
11273.89 |
Day 5 |
No |
77.55 |
31-90 Days |
S-7 |
12939.91 |
None |
No |
|
Capital Markets |