| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
41742.92 |
Day 6 |
No |
1752.48 |
<7 Days |
L-9 |
46050.32 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
34485.43 |
Day 6 |
Yes |
1385.47 |
31-90 Days |
LC-1 |
40852.37 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
12641.20 |
Day 6 |
No |
488.10 |
31-90 Days |
LC-2 |
10338.31 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
18000.24 |
Day 6 |
Yes |
1759.09 |
91-180 Days |
N-1 |
19538.49 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
26816.03 |
Day 6 |
No |
2074.56 |
91-180 Days |
N-2 |
21685.74 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
19683.47 |
Day 6 |
Yes |
624.44 |
31-90 Days |
N-3 |
23130.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
25235.39 |
Day 6 |
No |
2052.47 |
<7 Days |
N-4 |
22375.55 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
41679.34 |
Day 6 |
No |
4076.17 |
7-30 Days |
N-5 |
48011.82 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
18972.59 |
Day 6 |
No |
1210.62 |
31-90 Days |
N-6 |
21638.71 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
23753.35 |
Day 6 |
Yes |
89.04 |
<7 Days |
N-7 |
23968.18 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
28418.40 |
Day 6 |
Yes |
2503.34 |
91-180 Days |
P-1 |
33207.98 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
4088.94 |
Day 6 |
Yes |
18.90 |
91-180 Days |
P-2 |
4662.46 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
4614.98 |
Day 6 |
Yes |
315.88 |
7-30 Days |
S-8 |
4963.70 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
34514.06 |
Day 6 |
No |
2130.60 |
<7 Days |
Y-1 |
35239.59 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
22254.67 |
Day 6 |
No |
2119.35 |
91-180 Days |
Y-2 |
21629.24 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
32847.32 |
Day 6 |
No |
2962.30 |
31-90 Days |
Y-3 |
27628.29 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
38694.38 |
Day 6 |
Yes |
3598.96 |
<7 Days |
Y-4 |
34651.63 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
18782.27 |
Day 6 |
No |
411.88 |
<7 Days |
Z-1 |
22142.19 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
13495.13 |
Day 6 |
Yes |
1234.50 |
7-30 Days |
A-2 |
14400.35 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
15163.94 |
Day 6 |
Yes |
1380.21 |
7-30 Days |
A-3 |
13279.51 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
37065.55 |
Day 6 |
Yes |
3068.26 |
31-90 Days |
A-4 |
31391.03 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
18421.35 |
Day 6 |
Yes |
845.85 |
91-180 Days |
A-5 |
14970.15 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
23979.89 |
Day 6 |
Yes |
377.49 |
91-180 Days |
CB-1 |
22657.01 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
28950.88 |
Day 6 |
Yes |
648.85 |
91-180 Days |
CB-2 |
24426.76 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
39654.36 |
Day 6 |
Yes |
2793.21 |
31-90 Days |
CB-3 |
37691.39 |
None |
No |
|
Investment Banking |