| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36168.70 |
Day 5 |
Yes |
1078.11 |
7-30 Days |
G-2-Q |
43030.20 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
43107.32 |
Day 5 |
Yes |
4192.05 |
31-90 Days |
G-3-Q |
50083.70 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
11491.62 |
Day 5 |
Yes |
178.18 |
7-30 Days |
S-5-Q |
12477.33 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
214.51 |
Day 5 |
No |
2.49 |
91-180 Days |
S-6-Q |
249.02 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
12804.68 |
Day 5 |
Yes |
290.63 |
31-90 Days |
S-7-Q |
12291.79 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36670.12 |
Day 5 |
Yes |
1391.41 |
31-90 Days |
E-1-Q |
35481.02 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
556.99 |
Day 5 |
No |
45.94 |
31-90 Days |
E-2-Q |
647.46 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
23504.41 |
Day 5 |
Yes |
1170.00 |
7-30 Days |
IG-1-Q |
19188.53 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1438.69 |
Day 5 |
No |
113.32 |
<7 Days |
IG-2-Q |
1347.69 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
31558.38 |
Day 5 |
Yes |
240.14 |
31-90 Days |
C-1 |
31774.21 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
12118.88 |
Day 5 |
Yes |
997.91 |
31-90 Days |
CB-4 |
14510.89 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
2070.29 |
Day 5 |
No |
131.25 |
<7 Days |
E-10 |
1916.99 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
11033.65 |
Day 5 |
Yes |
1070.26 |
7-30 Days |
E-3 |
9590.83 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
15470.10 |
Day 5 |
No |
649.74 |
<7 Days |
E-4 |
13962.60 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
32244.44 |
Day 5 |
Yes |
1671.78 |
91-180 Days |
E-5 |
38336.58 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
19271.59 |
Day 5 |
Yes |
1870.95 |
91-180 Days |
E-6 |
17191.85 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
1192.67 |
Day 5 |
No |
7.17 |
31-90 Days |
E-7 |
991.75 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
35331.51 |
Day 5 |
Yes |
1997.37 |
<7 Days |
E-8 |
35452.45 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
5783.69 |
Day 5 |
Yes |
206.34 |
7-30 Days |
E-9 |
5742.34 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
20234.06 |
Day 5 |
No |
742.91 |
7-30 Days |
G-4 |
17221.92 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
15965.58 |
Day 5 |
Yes |
748.90 |
7-30 Days |
IG-3 |
18385.96 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
33100.25 |
Day 5 |
Yes |
1851.40 |
<7 Days |
IG-4 |
28208.79 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
40502.46 |
Day 5 |
Yes |
117.17 |
7-30 Days |
IG-5 |
47894.91 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
31674.76 |
Day 5 |
No |
2813.57 |
31-90 Days |
IG-6 |
28983.10 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
16588.48 |
Day 5 |
No |
1487.59 |
91-180 Days |
IG-7 |
14896.08 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |