| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
34601.10 |
Day 1 |
No |
150.48 |
7-30 Days |
A-4 |
39457.95 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
40805.39 |
Day 1 |
No |
2122.97 |
<7 Days |
A-5 |
48505.84 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
31741.60 |
Day 1 |
Yes |
2153.50 |
91-180 Days |
CB-1 |
30072.18 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
29070.87 |
Day 1 |
No |
180.74 |
31-90 Days |
CB-2 |
31446.50 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
37562.83 |
Day 1 |
No |
2411.89 |
<7 Days |
CB-3 |
39881.37 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36262.52 |
Day 1 |
No |
2078.24 |
<7 Days |
E-1 |
40152.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
6282.67 |
Day 1 |
No |
582.09 |
<7 Days |
E-2 |
6472.96 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
17336.87 |
Day 1 |
No |
321.04 |
<7 Days |
G-1 |
18575.14 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
20018.43 |
Day 1 |
Yes |
1870.63 |
7-30 Days |
G-2 |
17208.62 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
34488.71 |
Day 1 |
Yes |
2371.81 |
91-180 Days |
G-3 |
28013.26 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
41065.14 |
Day 1 |
Yes |
3999.07 |
<7 Days |
IG-1 |
45991.92 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
26353.14 |
Day 1 |
No |
63.86 |
91-180 Days |
IG-2 |
30675.44 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
30217.78 |
Day 1 |
Yes |
2682.73 |
91-180 Days |
S-1 |
28889.59 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
17515.94 |
Day 1 |
Yes |
994.65 |
91-180 Days |
S-2 |
19202.91 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
35749.55 |
Day 1 |
Yes |
3107.04 |
7-30 Days |
S-3 |
30175.49 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1641.28 |
Day 1 |
No |
73.75 |
91-180 Days |
S-4 |
1646.03 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1899.65 |
Day 1 |
Yes |
186.49 |
31-90 Days |
S-5 |
1752.60 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
35092.03 |
Day 1 |
No |
740.50 |
31-90 Days |
S-6 |
37413.21 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
36925.09 |
Day 1 |
Yes |
3167.24 |
<7 Days |
S-7 |
34826.08 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
40302.58 |
Day 2 |
Yes |
4028.15 |
31-90 Days |
A-0-Q |
35390.00 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
33325.62 |
Day 2 |
No |
2661.80 |
<7 Days |
A-1-Q |
27924.51 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
2233.96 |
Day 2 |
No |
49.95 |
<7 Days |
A-2-Q |
2159.13 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
12243.87 |
Day 2 |
No |
1140.64 |
<7 Days |
A-3-Q |
13202.38 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
38709.22 |
Day 2 |
No |
395.07 |
7-30 Days |
A-4-Q |
39690.82 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
8634.92 |
Day 2 |
Yes |
186.99 |
<7 Days |
A-5-Q |
7436.39 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |