| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
24000.25 |
Day 1 |
No |
2066.85 |
7-30 Days |
L-4 |
21840.43 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
21390.72 |
Day 1 |
No |
1385.67 |
7-30 Days |
L-5 |
21556.02 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
6433.62 |
Day 1 |
Yes |
435.33 |
31-90 Days |
L-6 |
5221.77 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
39245.67 |
Day 1 |
Yes |
1332.32 |
31-90 Days |
L-7 |
46681.53 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
21005.94 |
Day 1 |
Yes |
865.37 |
<7 Days |
L-8 |
24875.26 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
30706.94 |
Day 1 |
Yes |
1228.51 |
<7 Days |
L-9 |
33209.64 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
26960.87 |
Day 1 |
No |
742.99 |
31-90 Days |
LC-1 |
31996.07 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
41594.54 |
Day 1 |
No |
135.71 |
<7 Days |
LC-2 |
36776.91 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
32136.35 |
Day 1 |
No |
2825.33 |
7-30 Days |
N-1 |
31203.14 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
18394.17 |
Day 1 |
Yes |
548.87 |
91-180 Days |
N-2 |
16575.00 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
35583.02 |
Day 1 |
No |
3527.44 |
91-180 Days |
N-3 |
38285.04 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
2954.90 |
Day 1 |
Yes |
86.18 |
31-90 Days |
N-4 |
3405.37 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
6389.43 |
Day 1 |
No |
89.92 |
31-90 Days |
N-5 |
7135.49 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
6908.67 |
Day 1 |
Yes |
22.60 |
91-180 Days |
N-6 |
5615.78 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
3506.01 |
Day 1 |
Yes |
95.80 |
7-30 Days |
N-7 |
3842.08 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
27237.87 |
Day 1 |
Yes |
1096.27 |
31-90 Days |
P-1 |
28357.85 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
40177.45 |
Day 1 |
No |
1785.47 |
<7 Days |
P-2 |
48035.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
21123.87 |
Day 1 |
No |
625.93 |
7-30 Days |
S-8 |
20135.08 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
29414.35 |
Day 1 |
No |
2103.67 |
7-30 Days |
Y-1 |
27789.73 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
23550.26 |
Day 1 |
Yes |
2209.49 |
7-30 Days |
Y-2 |
24952.11 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1967.02 |
Day 1 |
No |
187.06 |
<7 Days |
Y-3 |
1958.30 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
22.99 |
Day 1 |
Yes |
2.03 |
91-180 Days |
Y-4 |
24.69 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
21131.36 |
Day 1 |
Yes |
1848.89 |
7-30 Days |
Z-1 |
18173.95 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
38405.35 |
Day 1 |
Yes |
2420.25 |
<7 Days |
A-2 |
39119.35 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
38453.85 |
Day 1 |
Yes |
194.27 |
91-180 Days |
A-3 |
41531.84 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |