| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
4258.82 |
Day 2 |
No |
393.10 |
7-30 Days |
E-8 |
5046.07 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
12713.99 |
Day 2 |
Yes |
21.42 |
<7 Days |
E-9 |
12725.49 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8280.85 |
Day 2 |
No |
519.70 |
91-180 Days |
G-4 |
7183.47 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
42984.98 |
Day 2 |
Yes |
1511.56 |
91-180 Days |
IG-3 |
38493.66 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
11119.49 |
Day 2 |
No |
933.86 |
7-30 Days |
IG-4 |
9369.26 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
8449.17 |
Day 2 |
No |
447.86 |
91-180 Days |
IG-5 |
7158.42 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
453.35 |
Day 2 |
No |
2.08 |
91-180 Days |
IG-6 |
435.38 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
7789.99 |
Day 2 |
Yes |
475.10 |
91-180 Days |
IG-7 |
6998.53 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8114.15 |
Day 2 |
Yes |
498.63 |
31-90 Days |
IG-8 |
9117.50 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
31135.53 |
Day 2 |
No |
2271.16 |
31-90 Days |
L-1 |
28950.23 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
21443.77 |
Day 2 |
Yes |
1860.17 |
91-180 Days |
L-10 |
18522.68 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
36246.09 |
Day 2 |
Yes |
1076.31 |
31-90 Days |
L-11 |
43380.37 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
25147.22 |
Day 2 |
No |
1624.41 |
31-90 Days |
L-2 |
23751.51 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
16510.09 |
Day 2 |
No |
1460.41 |
7-30 Days |
L-3 |
19255.07 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
6758.05 |
Day 2 |
No |
179.98 |
7-30 Days |
L-4 |
5947.80 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
24073.34 |
Day 2 |
Yes |
2359.05 |
91-180 Days |
L-5 |
24048.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
38542.28 |
Day 2 |
Yes |
1001.04 |
7-30 Days |
L-6 |
38869.92 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
3565.95 |
Day 2 |
Yes |
32.99 |
91-180 Days |
L-7 |
3453.26 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
5472.45 |
Day 2 |
Yes |
400.23 |
7-30 Days |
L-8 |
5520.38 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
8691.39 |
Day 2 |
Yes |
465.61 |
7-30 Days |
L-9 |
9461.93 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
16071.59 |
Day 2 |
Yes |
554.06 |
<7 Days |
LC-1 |
14057.19 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
12323.06 |
Day 2 |
No |
1042.03 |
<7 Days |
LC-2 |
10022.13 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
32050.26 |
Day 2 |
Yes |
1467.16 |
<7 Days |
N-1 |
31737.73 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
3681.21 |
Day 2 |
No |
97.58 |
31-90 Days |
N-2 |
3773.03 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
14744.36 |
Day 2 |
Yes |
580.49 |
<7 Days |
N-3 |
16974.15 |
Full |
No |
|
Investment Banking |