| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33948.86 |
151 - 179 Days |
No |
1.51 |
91-180 Days |
P-1 |
28794.44 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3351.57 |
151 - 179 Days |
No |
17.79 |
91-180 Days |
P-2 |
3427.87 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5996.81 |
151 - 179 Days |
Yes |
281.33 |
<7 Days |
S-8 |
6904.16 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3080.32 |
151 - 179 Days |
No |
6.20 |
31-90 Days |
Y-1 |
2985.69 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25553.07 |
151 - 179 Days |
Yes |
248.85 |
<7 Days |
Y-2 |
28617.47 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34880.64 |
151 - 179 Days |
Yes |
384.90 |
91-180 Days |
Y-3 |
32961.61 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
733.65 |
151 - 179 Days |
No |
42.07 |
7-30 Days |
Y-4 |
834.10 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26237.90 |
151 - 179 Days |
Yes |
31.12 |
91-180 Days |
Z-1 |
22658.85 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8726.60 |
151 - 179 Days |
Yes |
857.44 |
31-90 Days |
A-2 |
7470.60 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15118.83 |
151 - 179 Days |
Yes |
1185.70 |
7-30 Days |
A-3 |
13222.59 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8883.33 |
151 - 179 Days |
Yes |
840.07 |
31-90 Days |
A-4 |
9589.46 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39729.58 |
151 - 179 Days |
No |
3830.14 |
31-90 Days |
A-5 |
36511.69 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14271.25 |
151 - 179 Days |
Yes |
349.20 |
7-30 Days |
CB-1 |
13089.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32812.67 |
151 - 179 Days |
Yes |
215.06 |
<7 Days |
CB-2 |
38110.58 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14776.21 |
151 - 179 Days |
No |
445.09 |
<7 Days |
CB-3 |
16013.29 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22938.14 |
151 - 179 Days |
Yes |
776.21 |
7-30 Days |
E-1 |
22152.53 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10524.86 |
151 - 179 Days |
No |
254.73 |
31-90 Days |
E-2 |
11760.26 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5291.62 |
151 - 179 Days |
No |
502.86 |
31-90 Days |
G-1 |
5482.00 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28490.72 |
151 - 179 Days |
Yes |
1371.58 |
7-30 Days |
G-2 |
29661.57 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39828.05 |
151 - 179 Days |
No |
3586.87 |
91-180 Days |
G-3 |
36150.04 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10998.11 |
151 - 179 Days |
No |
163.74 |
91-180 Days |
IG-1 |
10917.82 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23710.91 |
151 - 179 Days |
Yes |
1763.78 |
91-180 Days |
IG-2 |
22597.91 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41600.47 |
151 - 179 Days |
No |
2490.80 |
91-180 Days |
S-1 |
49703.78 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30428.54 |
151 - 179 Days |
No |
297.95 |
7-30 Days |
S-2 |
30607.04 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42200.48 |
151 - 179 Days |
Yes |
1608.93 |
<7 Days |
S-3 |
46658.86 |
Partial |
No |
|
Wholesale Lending |