| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1281.53 |
75 - 82 Days |
Yes |
110.19 |
31-90 Days |
S-5-Q |
1030.45 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38402.99 |
75 - 82 Days |
No |
92.19 |
<7 Days |
S-6-Q |
39442.31 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17140.22 |
75 - 82 Days |
No |
1216.91 |
31-90 Days |
S-7-Q |
16119.06 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32617.60 |
75 - 82 Days |
No |
659.81 |
91-180 Days |
E-1-Q |
28465.47 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39458.48 |
75 - 82 Days |
Yes |
1361.10 |
7-30 Days |
E-2-Q |
35130.61 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15992.92 |
75 - 82 Days |
Yes |
871.73 |
31-90 Days |
IG-1-Q |
13580.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13688.95 |
75 - 82 Days |
Yes |
126.37 |
7-30 Days |
IG-2-Q |
13622.80 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32812.20 |
75 - 82 Days |
No |
2113.56 |
31-90 Days |
C-1 |
34947.11 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10153.15 |
75 - 82 Days |
No |
136.43 |
7-30 Days |
CB-4 |
8355.99 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24025.72 |
75 - 82 Days |
Yes |
1393.13 |
7-30 Days |
E-10 |
19290.59 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2030.09 |
75 - 82 Days |
Yes |
85.35 |
31-90 Days |
E-3 |
2320.07 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19176.17 |
75 - 82 Days |
No |
811.70 |
7-30 Days |
E-4 |
19557.68 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22383.32 |
75 - 82 Days |
No |
1686.24 |
31-90 Days |
E-5 |
18270.69 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1597.18 |
75 - 82 Days |
Yes |
45.55 |
91-180 Days |
E-6 |
1347.41 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12417.62 |
75 - 82 Days |
No |
890.37 |
<7 Days |
E-7 |
11363.70 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20770.76 |
75 - 82 Days |
No |
1740.61 |
7-30 Days |
E-8 |
17838.94 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8311.57 |
75 - 82 Days |
Yes |
397.16 |
91-180 Days |
E-9 |
7655.28 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32123.13 |
75 - 82 Days |
No |
925.35 |
<7 Days |
G-4 |
27746.86 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23784.64 |
75 - 82 Days |
No |
657.03 |
7-30 Days |
IG-3 |
24164.86 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40890.51 |
75 - 82 Days |
No |
548.42 |
91-180 Days |
IG-4 |
33620.89 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3995.14 |
75 - 82 Days |
No |
128.50 |
<7 Days |
IG-5 |
3852.13 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21011.31 |
75 - 82 Days |
Yes |
1873.03 |
7-30 Days |
IG-6 |
23040.48 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40976.72 |
75 - 82 Days |
No |
1790.12 |
31-90 Days |
IG-7 |
41902.01 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13763.85 |
75 - 82 Days |
Yes |
1023.27 |
7-30 Days |
IG-8 |
13565.01 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18032.75 |
75 - 82 Days |
No |
561.98 |
7-30 Days |
L-1 |
18075.64 |
None |
No |
|
Capital Markets |