| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20238.27 |
68 - 74 Days |
Yes |
901.58 |
91-180 Days |
N-3 |
21491.58 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18952.93 |
68 - 74 Days |
No |
1654.79 |
<7 Days |
N-4 |
21779.81 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42620.53 |
68 - 74 Days |
No |
3489.01 |
31-90 Days |
N-5 |
46574.45 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25655.96 |
68 - 74 Days |
No |
2490.53 |
91-180 Days |
N-6 |
26012.26 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33701.41 |
68 - 74 Days |
Yes |
694.26 |
<7 Days |
N-7 |
33818.88 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26545.44 |
68 - 74 Days |
No |
490.00 |
31-90 Days |
P-1 |
23490.66 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4778.52 |
68 - 74 Days |
No |
368.46 |
91-180 Days |
P-2 |
4260.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39249.16 |
68 - 74 Days |
No |
3327.92 |
<7 Days |
S-8 |
41498.29 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5868.36 |
68 - 74 Days |
Yes |
510.51 |
<7 Days |
Y-1 |
6089.50 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8188.39 |
68 - 74 Days |
No |
75.99 |
7-30 Days |
Y-2 |
7679.60 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17725.37 |
68 - 74 Days |
No |
116.42 |
31-90 Days |
Y-3 |
15742.26 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4443.69 |
68 - 74 Days |
Yes |
119.81 |
7-30 Days |
Y-4 |
4038.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11056.06 |
68 - 74 Days |
Yes |
4.08 |
7-30 Days |
Z-1 |
9529.38 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4307.63 |
68 - 74 Days |
No |
268.24 |
<7 Days |
A-2 |
4384.40 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3977.84 |
68 - 74 Days |
Yes |
56.63 |
31-90 Days |
A-3 |
4692.04 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22047.20 |
68 - 74 Days |
No |
138.55 |
<7 Days |
A-4 |
25208.87 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12467.84 |
68 - 74 Days |
Yes |
848.39 |
91-180 Days |
A-5 |
12940.43 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17168.76 |
68 - 74 Days |
Yes |
1699.73 |
7-30 Days |
CB-1 |
16700.02 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1137.19 |
68 - 74 Days |
No |
17.26 |
31-90 Days |
CB-2 |
1195.87 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1185.80 |
68 - 74 Days |
No |
63.74 |
31-90 Days |
CB-3 |
1039.42 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18720.49 |
68 - 74 Days |
No |
1659.74 |
<7 Days |
E-1 |
19941.80 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18468.51 |
68 - 74 Days |
No |
191.45 |
31-90 Days |
E-2 |
21488.46 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2724.57 |
68 - 74 Days |
Yes |
38.72 |
7-30 Days |
G-1 |
3108.60 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26728.20 |
68 - 74 Days |
Yes |
112.21 |
<7 Days |
G-2 |
32036.27 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42766.98 |
68 - 74 Days |
No |
3949.89 |
91-180 Days |
G-3 |
47865.56 |
Partial |
No |
|
Capital Markets |