| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3647.90 |
75 - 82 Days |
Yes |
320.69 |
91-180 Days |
L-10 |
2946.69 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19941.60 |
75 - 82 Days |
Yes |
361.88 |
7-30 Days |
L-11 |
21271.53 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38609.66 |
75 - 82 Days |
Yes |
3612.33 |
91-180 Days |
L-2 |
32483.75 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34727.07 |
75 - 82 Days |
Yes |
2489.91 |
7-30 Days |
L-3 |
41329.60 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16250.28 |
75 - 82 Days |
Yes |
1278.03 |
<7 Days |
L-4 |
18622.06 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2229.38 |
75 - 82 Days |
No |
31.67 |
<7 Days |
L-5 |
2182.06 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14131.98 |
75 - 82 Days |
Yes |
534.88 |
31-90 Days |
L-6 |
12439.83 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34674.50 |
75 - 82 Days |
Yes |
1003.12 |
91-180 Days |
L-7 |
37798.23 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43650.23 |
75 - 82 Days |
Yes |
718.42 |
31-90 Days |
L-8 |
36728.95 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18465.82 |
75 - 82 Days |
No |
630.71 |
7-30 Days |
L-9 |
21762.91 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42791.11 |
75 - 82 Days |
Yes |
1592.48 |
<7 Days |
LC-1 |
48551.36 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30609.31 |
75 - 82 Days |
No |
482.37 |
91-180 Days |
LC-2 |
25008.20 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11670.74 |
75 - 82 Days |
No |
237.97 |
31-90 Days |
N-1 |
12771.99 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37690.21 |
75 - 82 Days |
No |
1903.46 |
31-90 Days |
N-2 |
44623.14 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14358.74 |
75 - 82 Days |
Yes |
968.38 |
7-30 Days |
N-3 |
16979.58 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31206.60 |
75 - 82 Days |
No |
701.04 |
91-180 Days |
N-4 |
28403.12 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10237.02 |
75 - 82 Days |
No |
315.50 |
91-180 Days |
N-5 |
9678.07 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4569.42 |
75 - 82 Days |
No |
65.26 |
31-90 Days |
N-6 |
4732.03 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23080.50 |
75 - 82 Days |
No |
2050.88 |
<7 Days |
N-7 |
24451.06 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25736.90 |
75 - 82 Days |
Yes |
951.24 |
31-90 Days |
P-1 |
24896.53 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28590.71 |
75 - 82 Days |
No |
1694.32 |
31-90 Days |
P-2 |
30868.18 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25471.37 |
75 - 82 Days |
No |
788.44 |
91-180 Days |
S-8 |
21722.45 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5048.68 |
75 - 82 Days |
No |
136.88 |
31-90 Days |
Y-1 |
5182.74 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22300.13 |
75 - 82 Days |
Yes |
865.31 |
91-180 Days |
Y-2 |
26153.80 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23873.78 |
75 - 82 Days |
No |
1715.00 |
91-180 Days |
Y-3 |
28641.35 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |