| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30956.13 |
68 - 74 Days |
Yes |
1086.11 |
31-90 Days |
E-7 |
32801.46 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17607.45 |
68 - 74 Days |
Yes |
929.32 |
<7 Days |
E-8 |
15003.04 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17778.81 |
68 - 74 Days |
Yes |
1504.41 |
<7 Days |
E-9 |
19945.96 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14672.61 |
68 - 74 Days |
No |
47.65 |
<7 Days |
G-4 |
14358.98 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33772.30 |
68 - 74 Days |
Yes |
2516.26 |
<7 Days |
IG-3 |
27539.34 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15537.74 |
68 - 74 Days |
No |
249.81 |
91-180 Days |
IG-4 |
18067.39 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7856.61 |
68 - 74 Days |
No |
505.62 |
7-30 Days |
IG-5 |
7396.51 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8024.69 |
68 - 74 Days |
No |
672.94 |
31-90 Days |
IG-6 |
7429.18 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36703.59 |
68 - 74 Days |
No |
1228.66 |
<7 Days |
IG-7 |
29936.29 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40212.86 |
68 - 74 Days |
Yes |
3156.46 |
7-30 Days |
IG-8 |
33042.30 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37734.77 |
68 - 74 Days |
Yes |
578.23 |
31-90 Days |
L-1 |
43221.54 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3285.36 |
68 - 74 Days |
No |
301.80 |
<7 Days |
L-10 |
3366.82 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14522.87 |
68 - 74 Days |
Yes |
990.64 |
7-30 Days |
L-11 |
13445.22 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38708.32 |
68 - 74 Days |
No |
2178.63 |
91-180 Days |
L-2 |
46262.34 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30340.40 |
68 - 74 Days |
Yes |
3002.76 |
91-180 Days |
L-3 |
27169.87 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26099.06 |
68 - 74 Days |
Yes |
1616.62 |
7-30 Days |
L-4 |
26195.60 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4120.25 |
68 - 74 Days |
Yes |
146.17 |
91-180 Days |
L-5 |
3743.82 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40537.40 |
68 - 74 Days |
Yes |
1957.94 |
31-90 Days |
L-6 |
41056.40 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2680.37 |
68 - 74 Days |
No |
200.59 |
<7 Days |
L-7 |
2961.30 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42844.12 |
68 - 74 Days |
No |
3910.75 |
<7 Days |
L-8 |
40379.76 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5288.91 |
68 - 74 Days |
Yes |
475.66 |
91-180 Days |
L-9 |
4979.52 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34462.27 |
68 - 74 Days |
Yes |
705.49 |
7-30 Days |
LC-1 |
31029.15 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41643.94 |
68 - 74 Days |
No |
22.20 |
<7 Days |
LC-2 |
47371.91 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10553.88 |
68 - 74 Days |
No |
499.43 |
7-30 Days |
N-1 |
12032.11 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7777.14 |
68 - 74 Days |
Yes |
539.12 |
31-90 Days |
N-2 |
8701.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |