| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4071.57 |
Day 60 |
No |
339.21 |
31-90 Days |
S-1-Q |
3451.52 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
480.58 |
Day 60 |
No |
7.71 |
91-180 Days |
S-2-Q |
437.60 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29811.33 |
Day 60 |
No |
601.55 |
7-30 Days |
S-3-Q |
28827.58 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7601.74 |
Day 60 |
No |
30.74 |
7-30 Days |
S-4-Q |
6110.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24984.46 |
Day 60 |
Yes |
610.69 |
31-90 Days |
CB-3-Q |
29592.36 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11778.78 |
Day 60 |
No |
1087.33 |
31-90 Days |
G-1-Q |
10281.49 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22005.39 |
Day 60 |
Yes |
832.95 |
<7 Days |
G-2-Q |
23420.84 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7750.83 |
Day 60 |
No |
425.52 |
91-180 Days |
G-3-Q |
8815.88 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40451.91 |
Day 60 |
Yes |
39.37 |
91-180 Days |
S-5-Q |
35320.81 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15966.86 |
Day 60 |
No |
875.92 |
91-180 Days |
S-6-Q |
17985.09 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
44027.83 |
Day 60 |
No |
3223.23 |
<7 Days |
S-7-Q |
37994.25 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22062.42 |
Day 60 |
Yes |
152.56 |
7-30 Days |
E-1-Q |
24989.12 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32715.11 |
Day 60 |
No |
732.73 |
31-90 Days |
E-2-Q |
26896.82 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12686.24 |
Day 60 |
Yes |
1122.95 |
31-90 Days |
IG-1-Q |
10636.49 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33356.45 |
Day 60 |
No |
1162.52 |
91-180 Days |
IG-2-Q |
27322.83 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32250.59 |
Day 60 |
No |
2157.79 |
91-180 Days |
C-1 |
34668.16 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5412.65 |
Day 60 |
Yes |
438.94 |
31-90 Days |
CB-4 |
6263.33 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3669.38 |
Day 60 |
Yes |
158.33 |
7-30 Days |
E-10 |
4345.38 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20561.27 |
Day 60 |
Yes |
248.59 |
31-90 Days |
E-3 |
21081.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1916.24 |
Day 60 |
No |
64.91 |
<7 Days |
E-4 |
1713.92 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15401.48 |
Day 60 |
Yes |
1041.50 |
31-90 Days |
E-5 |
12947.77 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21114.17 |
Day 60 |
No |
1758.60 |
91-180 Days |
E-6 |
17417.66 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39675.00 |
Day 60 |
Yes |
1430.05 |
7-30 Days |
E-7 |
37235.39 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25396.17 |
Day 60 |
No |
1303.76 |
31-90 Days |
E-8 |
29765.66 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10975.69 |
Day 60 |
No |
747.08 |
91-180 Days |
E-9 |
9668.76 |
Partial |
No |
|
Capital Markets |