| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4469.28 |
Day 59 |
Yes |
100.20 |
<7 Days |
L-6 |
5060.86 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14484.12 |
Day 59 |
Yes |
587.07 |
31-90 Days |
L-7 |
14252.01 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33791.83 |
Day 59 |
No |
1892.93 |
31-90 Days |
L-8 |
30777.79 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6976.56 |
Day 59 |
No |
686.63 |
91-180 Days |
L-9 |
6124.68 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27865.29 |
Day 59 |
Yes |
2288.13 |
31-90 Days |
LC-1 |
30062.12 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9999.92 |
Day 59 |
Yes |
223.35 |
7-30 Days |
LC-2 |
11746.83 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16648.13 |
Day 59 |
Yes |
626.97 |
7-30 Days |
N-1 |
15850.99 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22410.63 |
Day 59 |
No |
2070.51 |
91-180 Days |
N-2 |
21477.92 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37505.11 |
Day 59 |
Yes |
192.71 |
7-30 Days |
N-3 |
38573.03 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40947.72 |
Day 59 |
Yes |
2244.80 |
91-180 Days |
N-4 |
37748.48 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7649.88 |
Day 59 |
No |
617.95 |
31-90 Days |
N-5 |
7171.49 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4525.80 |
Day 59 |
Yes |
96.20 |
31-90 Days |
N-6 |
5200.58 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21409.83 |
Day 59 |
No |
1900.46 |
91-180 Days |
N-7 |
20251.80 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1966.32 |
Day 59 |
Yes |
73.71 |
<7 Days |
P-1 |
2340.55 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9189.73 |
Day 59 |
Yes |
845.90 |
31-90 Days |
P-2 |
7547.56 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34980.83 |
Day 59 |
No |
1511.88 |
91-180 Days |
S-8 |
41367.58 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28375.14 |
Day 59 |
Yes |
2750.17 |
91-180 Days |
Y-1 |
29067.10 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26419.04 |
Day 59 |
No |
327.54 |
91-180 Days |
Y-2 |
24515.37 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30466.59 |
Day 59 |
No |
559.06 |
<7 Days |
Y-3 |
24575.23 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5866.93 |
Day 59 |
Yes |
459.63 |
31-90 Days |
Y-4 |
7031.51 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43126.02 |
Day 59 |
No |
2352.22 |
91-180 Days |
Z-1 |
39604.82 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4232.73 |
Day 59 |
Yes |
56.73 |
91-180 Days |
A-2 |
3720.01 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27102.97 |
Day 59 |
Yes |
31.11 |
31-90 Days |
A-3 |
27530.01 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34822.16 |
Day 59 |
No |
1810.16 |
<7 Days |
A-4 |
41653.70 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37161.98 |
Day 59 |
No |
1040.61 |
<7 Days |
A-5 |
42247.08 |
Partial |
No |
|
Investment Banking |