| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3749.99 |
Day 56 |
Yes |
9.15 |
7-30 Days |
IG-8 |
3725.87 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34581.12 |
Day 56 |
Yes |
1971.91 |
<7 Days |
L-1 |
34198.57 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37502.60 |
Day 56 |
Yes |
2749.92 |
7-30 Days |
L-10 |
33576.67 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
197.29 |
Day 56 |
Yes |
3.33 |
91-180 Days |
L-11 |
163.47 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17279.85 |
Day 56 |
Yes |
674.57 |
91-180 Days |
L-2 |
18127.33 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38087.10 |
Day 56 |
No |
3417.14 |
31-90 Days |
L-3 |
36815.64 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12322.67 |
Day 56 |
No |
836.06 |
<7 Days |
L-4 |
11941.57 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23829.89 |
Day 56 |
No |
144.07 |
91-180 Days |
L-5 |
23015.89 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22416.85 |
Day 56 |
No |
1404.30 |
31-90 Days |
L-6 |
26160.59 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13346.40 |
Day 56 |
Yes |
567.06 |
31-90 Days |
L-7 |
11136.43 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36500.40 |
Day 56 |
No |
159.12 |
91-180 Days |
L-8 |
29766.16 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17679.96 |
Day 56 |
Yes |
537.86 |
31-90 Days |
L-9 |
20413.54 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18232.81 |
Day 56 |
Yes |
331.56 |
7-30 Days |
LC-1 |
18048.83 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34619.22 |
Day 56 |
No |
248.57 |
91-180 Days |
LC-2 |
37796.01 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33741.73 |
Day 56 |
No |
2723.84 |
7-30 Days |
N-1 |
39148.21 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26454.17 |
Day 56 |
No |
2512.79 |
7-30 Days |
N-2 |
22455.91 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11244.63 |
Day 56 |
Yes |
967.34 |
31-90 Days |
N-3 |
10589.52 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21379.07 |
Day 56 |
No |
64.73 |
<7 Days |
N-4 |
20775.87 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4207.22 |
Day 56 |
No |
366.20 |
31-90 Days |
N-5 |
4116.83 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13118.36 |
Day 56 |
No |
1301.22 |
<7 Days |
N-6 |
15006.85 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31140.81 |
Day 56 |
No |
2631.47 |
31-90 Days |
N-7 |
35788.24 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6091.55 |
Day 56 |
No |
505.01 |
<7 Days |
P-1 |
6877.82 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
525.21 |
Day 56 |
Yes |
41.77 |
<7 Days |
P-2 |
551.06 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36200.67 |
Day 56 |
No |
712.17 |
<7 Days |
S-8 |
31031.81 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11221.98 |
Day 56 |
Yes |
381.88 |
7-30 Days |
Y-1 |
12228.76 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |