| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12867.08 |
Day 56 |
Yes |
123.23 |
31-90 Days |
G-2-Q |
13538.64 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19306.59 |
Day 56 |
Yes |
263.22 |
7-30 Days |
G-3-Q |
18820.24 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22127.33 |
Day 56 |
No |
1518.27 |
7-30 Days |
S-5-Q |
20967.98 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9492.12 |
Day 56 |
Yes |
604.23 |
31-90 Days |
S-6-Q |
10953.69 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3943.67 |
Day 56 |
Yes |
46.91 |
91-180 Days |
S-7-Q |
4320.00 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8276.45 |
Day 56 |
Yes |
5.36 |
91-180 Days |
E-1-Q |
8568.18 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43253.44 |
Day 56 |
Yes |
1294.25 |
7-30 Days |
E-2-Q |
35345.22 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26116.04 |
Day 56 |
No |
169.75 |
31-90 Days |
IG-1-Q |
27781.79 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14168.08 |
Day 56 |
Yes |
553.80 |
31-90 Days |
IG-2-Q |
12825.91 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14383.40 |
Day 56 |
No |
1192.63 |
<7 Days |
C-1 |
14141.59 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9153.85 |
Day 56 |
Yes |
243.64 |
91-180 Days |
CB-4 |
8645.54 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17727.07 |
Day 56 |
Yes |
634.72 |
<7 Days |
E-10 |
15026.03 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33831.27 |
Day 56 |
Yes |
1706.89 |
<7 Days |
E-3 |
31477.74 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40147.38 |
Day 56 |
Yes |
1623.53 |
7-30 Days |
E-4 |
45132.40 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3280.00 |
Day 56 |
Yes |
278.71 |
7-30 Days |
E-5 |
3404.58 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21519.75 |
Day 56 |
Yes |
1518.21 |
7-30 Days |
E-6 |
24867.93 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39851.63 |
Day 56 |
Yes |
3139.06 |
31-90 Days |
E-7 |
42444.09 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28938.99 |
Day 56 |
Yes |
823.23 |
7-30 Days |
E-8 |
26524.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43944.75 |
Day 56 |
Yes |
2729.43 |
91-180 Days |
E-9 |
51851.72 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43893.96 |
Day 56 |
No |
2034.74 |
<7 Days |
G-4 |
49639.32 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2146.86 |
Day 56 |
No |
42.64 |
91-180 Days |
IG-3 |
1736.58 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29063.77 |
Day 56 |
No |
1798.69 |
<7 Days |
IG-4 |
33143.40 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33751.97 |
Day 56 |
Yes |
2394.78 |
7-30 Days |
IG-5 |
37232.14 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43694.08 |
Day 56 |
Yes |
580.32 |
31-90 Days |
IG-6 |
37430.51 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18973.58 |
Day 56 |
Yes |
1355.35 |
31-90 Days |
IG-7 |
20977.70 |
Full |
No |
|
Wholesale Lending |