| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39300.12 |
Day 55 |
No |
1435.19 |
91-180 Days |
G-2 |
34313.95 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40392.46 |
Day 55 |
Yes |
1053.88 |
<7 Days |
G-3 |
38275.32 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18817.76 |
Day 55 |
No |
1037.19 |
7-30 Days |
IG-1 |
15070.72 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2166.24 |
Day 55 |
No |
76.22 |
91-180 Days |
IG-2 |
1876.83 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
931.40 |
Day 55 |
No |
75.72 |
<7 Days |
S-1 |
853.29 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7943.20 |
Day 55 |
Yes |
340.26 |
91-180 Days |
S-2 |
6590.80 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41216.40 |
Day 55 |
Yes |
708.05 |
<7 Days |
S-3 |
48053.72 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25388.47 |
Day 55 |
No |
2081.02 |
91-180 Days |
S-4 |
28620.12 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24609.24 |
Day 55 |
Yes |
1418.77 |
7-30 Days |
S-5 |
25483.76 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35398.97 |
Day 55 |
Yes |
2511.82 |
31-90 Days |
S-6 |
40159.70 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23743.96 |
Day 55 |
No |
1425.50 |
<7 Days |
S-7 |
27781.33 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39091.17 |
Day 56 |
Yes |
3898.74 |
7-30 Days |
A-0-Q |
44728.66 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26032.53 |
Day 56 |
No |
1533.92 |
<7 Days |
A-1-Q |
29975.44 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7491.52 |
Day 56 |
No |
251.83 |
7-30 Days |
A-2-Q |
6471.19 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22425.30 |
Day 56 |
No |
2231.74 |
7-30 Days |
A-3-Q |
18494.65 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3042.14 |
Day 56 |
No |
218.48 |
91-180 Days |
A-4-Q |
3481.28 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43134.57 |
Day 56 |
Yes |
2761.33 |
<7 Days |
A-5-Q |
45761.94 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11887.09 |
Day 56 |
Yes |
1160.37 |
7-30 Days |
CB-1-Q |
9908.91 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8076.53 |
Day 56 |
No |
668.64 |
31-90 Days |
CB-2-Q |
7376.65 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40148.31 |
Day 56 |
No |
3972.45 |
31-90 Days |
S-1-Q |
40845.80 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32595.63 |
Day 56 |
No |
1879.10 |
31-90 Days |
S-2-Q |
37484.82 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13497.74 |
Day 56 |
No |
165.75 |
7-30 Days |
S-3-Q |
11264.69 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5812.41 |
Day 56 |
No |
418.47 |
7-30 Days |
S-4-Q |
5873.76 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5111.06 |
Day 56 |
No |
272.98 |
31-90 Days |
CB-3-Q |
4350.34 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27435.08 |
Day 56 |
Yes |
1215.55 |
31-90 Days |
G-1-Q |
31369.47 |
Full |
No |
|
Treasury |