| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31151.64 |
Day 54 |
No |
2030.41 |
31-90 Days |
S-6-Q |
31270.85 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33357.54 |
Day 54 |
Yes |
677.56 |
<7 Days |
S-7-Q |
35808.86 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32154.43 |
Day 54 |
Yes |
815.78 |
91-180 Days |
E-1-Q |
27970.52 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29713.53 |
Day 54 |
Yes |
1309.50 |
91-180 Days |
E-2-Q |
24533.55 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16490.97 |
Day 54 |
Yes |
1237.64 |
31-90 Days |
IG-1-Q |
16188.34 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5081.04 |
Day 54 |
No |
409.67 |
91-180 Days |
IG-2-Q |
4705.72 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1119.12 |
Day 54 |
Yes |
78.82 |
31-90 Days |
C-1 |
1114.01 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42371.18 |
Day 54 |
Yes |
968.02 |
91-180 Days |
CB-4 |
42045.02 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11790.32 |
Day 54 |
No |
519.23 |
91-180 Days |
E-10 |
11098.97 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37811.51 |
Day 54 |
Yes |
2791.41 |
31-90 Days |
E-3 |
34322.78 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20555.46 |
Day 54 |
No |
134.53 |
31-90 Days |
E-4 |
22827.91 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31050.00 |
Day 54 |
Yes |
2815.02 |
7-30 Days |
E-5 |
32175.35 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44095.63 |
Day 54 |
No |
587.82 |
31-90 Days |
E-6 |
49885.48 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8095.13 |
Day 54 |
No |
307.95 |
<7 Days |
E-7 |
9545.24 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25204.54 |
Day 54 |
No |
1937.78 |
91-180 Days |
E-8 |
22704.86 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38795.64 |
Day 54 |
No |
2462.90 |
7-30 Days |
E-9 |
32975.78 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8101.36 |
Day 54 |
No |
419.44 |
7-30 Days |
G-4 |
7960.73 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29735.10 |
Day 54 |
Yes |
1426.37 |
7-30 Days |
IG-3 |
25729.55 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4599.04 |
Day 54 |
No |
321.59 |
7-30 Days |
IG-4 |
3966.40 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30007.49 |
Day 54 |
Yes |
2314.57 |
7-30 Days |
IG-5 |
32003.32 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19702.95 |
Day 54 |
No |
1783.71 |
7-30 Days |
IG-6 |
18028.13 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37600.50 |
Day 54 |
Yes |
2241.61 |
7-30 Days |
IG-7 |
36680.74 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37418.26 |
Day 54 |
No |
1837.02 |
<7 Days |
IG-8 |
36151.91 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16106.39 |
Day 54 |
No |
153.92 |
31-90 Days |
L-1 |
17980.93 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32017.17 |
Day 54 |
No |
1489.54 |
7-30 Days |
L-10 |
35101.48 |
Full |
No |
|
Wholesale Lending |