| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23659.89 |
Day 54 |
Yes |
150.81 |
<7 Days |
L-11 |
20656.16 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21401.79 |
Day 54 |
No |
267.66 |
91-180 Days |
L-2 |
22922.69 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23402.51 |
Day 54 |
Yes |
1722.37 |
7-30 Days |
L-3 |
26748.14 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4056.84 |
Day 54 |
No |
34.36 |
31-90 Days |
L-4 |
3482.50 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27193.08 |
Day 54 |
Yes |
2698.86 |
31-90 Days |
L-5 |
26059.17 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27240.35 |
Day 54 |
Yes |
1281.14 |
7-30 Days |
L-6 |
30847.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25550.72 |
Day 54 |
Yes |
2165.57 |
<7 Days |
L-7 |
25018.77 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38398.18 |
Day 54 |
Yes |
3247.82 |
<7 Days |
L-8 |
35731.00 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16289.15 |
Day 54 |
No |
1492.63 |
<7 Days |
L-9 |
17139.94 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3864.80 |
Day 54 |
No |
277.30 |
31-90 Days |
LC-1 |
4025.78 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10841.97 |
Day 54 |
Yes |
700.55 |
7-30 Days |
LC-2 |
8895.72 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3319.65 |
Day 54 |
No |
83.83 |
91-180 Days |
N-1 |
2727.83 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38567.71 |
Day 54 |
No |
501.24 |
31-90 Days |
N-2 |
35611.75 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7445.34 |
Day 54 |
No |
415.16 |
<7 Days |
N-3 |
7600.49 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33992.31 |
Day 54 |
No |
2861.62 |
7-30 Days |
N-4 |
38343.05 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7228.30 |
Day 54 |
Yes |
74.67 |
7-30 Days |
N-5 |
6516.42 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27933.83 |
Day 54 |
Yes |
225.01 |
31-90 Days |
N-6 |
24829.16 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17369.43 |
Day 54 |
Yes |
1191.17 |
<7 Days |
N-7 |
18641.33 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16040.31 |
Day 54 |
No |
1399.40 |
<7 Days |
P-1 |
16467.38 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33331.15 |
Day 54 |
Yes |
3049.25 |
91-180 Days |
P-2 |
28491.67 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29378.48 |
Day 54 |
Yes |
2214.11 |
7-30 Days |
S-8 |
33417.51 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27196.04 |
Day 54 |
No |
869.25 |
<7 Days |
Y-1 |
26494.48 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21419.79 |
Day 54 |
No |
495.63 |
31-90 Days |
Y-2 |
21146.62 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25952.03 |
Day 54 |
No |
1957.30 |
91-180 Days |
Y-3 |
28122.64 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11099.29 |
Day 54 |
Yes |
580.58 |
<7 Days |
Y-4 |
9060.02 |
None |
No |
|
Trading |