| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1707.79 |
Day 53 |
Yes |
29.29 |
31-90 Days |
N-4 |
1550.95 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23365.85 |
Day 53 |
Yes |
999.55 |
7-30 Days |
N-5 |
27466.06 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16073.19 |
Day 53 |
No |
750.57 |
<7 Days |
N-6 |
16951.85 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32626.60 |
Day 53 |
Yes |
707.72 |
31-90 Days |
N-7 |
34401.98 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38404.14 |
Day 53 |
No |
2064.99 |
<7 Days |
P-1 |
32600.28 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26159.23 |
Day 53 |
No |
1721.59 |
7-30 Days |
P-2 |
28756.45 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40081.82 |
Day 53 |
No |
3583.12 |
<7 Days |
S-8 |
38354.40 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30344.84 |
Day 53 |
Yes |
1.28 |
<7 Days |
Y-1 |
27575.11 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29021.78 |
Day 53 |
No |
1026.64 |
7-30 Days |
Y-2 |
32872.84 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12166.67 |
Day 53 |
Yes |
394.62 |
31-90 Days |
Y-3 |
14038.51 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20869.65 |
Day 53 |
No |
35.05 |
7-30 Days |
Y-4 |
18715.17 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6598.29 |
Day 53 |
No |
590.43 |
<7 Days |
Z-1 |
7036.25 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20745.95 |
Day 53 |
No |
1504.73 |
31-90 Days |
A-2 |
20911.87 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18193.39 |
Day 53 |
No |
719.17 |
31-90 Days |
A-3 |
18281.55 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42879.84 |
Day 53 |
No |
2478.71 |
7-30 Days |
A-4 |
38226.75 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4060.17 |
Day 53 |
No |
57.07 |
<7 Days |
A-5 |
3614.23 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16137.21 |
Day 53 |
Yes |
968.66 |
91-180 Days |
CB-1 |
16163.26 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13666.57 |
Day 53 |
Yes |
798.51 |
<7 Days |
CB-2 |
11333.18 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13569.58 |
Day 53 |
No |
60.44 |
<7 Days |
CB-3 |
16163.98 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15789.13 |
Day 53 |
Yes |
1527.87 |
31-90 Days |
E-1 |
13985.08 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33256.81 |
Day 53 |
Yes |
655.32 |
31-90 Days |
E-2 |
28104.23 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18948.48 |
Day 53 |
Yes |
1184.83 |
7-30 Days |
G-1 |
21156.44 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8592.37 |
Day 53 |
Yes |
526.01 |
31-90 Days |
G-2 |
8167.30 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4114.62 |
Day 53 |
Yes |
184.01 |
31-90 Days |
G-3 |
3341.44 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7084.96 |
Day 53 |
Yes |
501.44 |
7-30 Days |
IG-1 |
7683.49 |
Full |
No |
|
Investment Banking |