| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21858.22 |
Day 53 |
No |
1828.48 |
91-180 Days |
E-8 |
23954.40 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6010.03 |
Day 53 |
Yes |
506.71 |
7-30 Days |
E-9 |
6636.20 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23626.69 |
Day 53 |
No |
1328.35 |
91-180 Days |
G-4 |
21945.01 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25543.26 |
Day 53 |
No |
964.19 |
<7 Days |
IG-3 |
27786.47 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33716.42 |
Day 53 |
Yes |
350.44 |
<7 Days |
IG-4 |
38737.86 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26724.85 |
Day 53 |
No |
13.12 |
<7 Days |
IG-5 |
25560.12 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29212.48 |
Day 53 |
No |
169.87 |
7-30 Days |
IG-6 |
28558.63 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1990.85 |
Day 53 |
Yes |
63.06 |
31-90 Days |
IG-7 |
1899.14 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40217.65 |
Day 53 |
Yes |
473.96 |
91-180 Days |
IG-8 |
42803.32 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21255.70 |
Day 53 |
Yes |
90.21 |
7-30 Days |
L-1 |
25305.66 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20780.12 |
Day 53 |
No |
580.08 |
<7 Days |
L-10 |
18156.80 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31368.45 |
Day 53 |
No |
190.17 |
<7 Days |
L-11 |
35155.99 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39312.84 |
Day 53 |
Yes |
998.38 |
91-180 Days |
L-2 |
45955.21 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9200.66 |
Day 53 |
No |
896.92 |
31-90 Days |
L-3 |
9874.08 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37618.81 |
Day 53 |
No |
2082.07 |
31-90 Days |
L-4 |
40167.31 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1304.71 |
Day 53 |
No |
74.36 |
31-90 Days |
L-5 |
1205.20 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11016.07 |
Day 53 |
No |
603.51 |
31-90 Days |
L-6 |
9839.73 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20183.18 |
Day 53 |
No |
340.22 |
91-180 Days |
L-7 |
20125.76 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18940.20 |
Day 53 |
No |
1455.14 |
91-180 Days |
L-8 |
22410.82 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13061.74 |
Day 53 |
No |
1030.57 |
91-180 Days |
L-9 |
11347.79 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19058.89 |
Day 53 |
Yes |
1398.68 |
7-30 Days |
LC-1 |
21329.85 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1725.67 |
Day 53 |
Yes |
69.35 |
<7 Days |
LC-2 |
1930.45 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1029.32 |
Day 53 |
Yes |
24.37 |
91-180 Days |
N-1 |
972.29 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22958.60 |
Day 53 |
No |
1410.91 |
<7 Days |
N-2 |
22965.27 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37109.62 |
Day 53 |
Yes |
972.91 |
91-180 Days |
N-3 |
29963.57 |
Partial |
No |
|
Investment Banking |