| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9326.20 |
Day 45 |
Yes |
62.61 |
91-180 Days |
L-2 |
8291.02 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27949.91 |
Day 45 |
Yes |
388.52 |
31-90 Days |
L-3 |
32124.33 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26027.89 |
Day 45 |
No |
1358.27 |
7-30 Days |
L-4 |
22424.11 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20298.75 |
Day 45 |
Yes |
302.01 |
<7 Days |
L-5 |
18568.31 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39086.47 |
Day 45 |
No |
2723.45 |
91-180 Days |
L-6 |
41919.51 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27458.92 |
Day 45 |
No |
2606.68 |
7-30 Days |
L-7 |
26971.58 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7154.25 |
Day 45 |
Yes |
285.07 |
91-180 Days |
L-8 |
7619.70 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42232.61 |
Day 45 |
No |
3206.14 |
91-180 Days |
L-9 |
42486.52 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39949.18 |
Day 45 |
No |
2721.26 |
31-90 Days |
LC-1 |
34632.90 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10597.01 |
Day 45 |
Yes |
431.95 |
<7 Days |
LC-2 |
9679.20 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25463.73 |
Day 45 |
No |
787.47 |
7-30 Days |
N-1 |
23527.64 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22596.84 |
Day 45 |
No |
1206.54 |
<7 Days |
N-2 |
26466.10 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36693.71 |
Day 45 |
No |
1132.03 |
<7 Days |
N-3 |
39615.11 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23135.89 |
Day 45 |
Yes |
428.13 |
31-90 Days |
N-4 |
25841.83 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33090.72 |
Day 45 |
Yes |
1524.61 |
<7 Days |
N-5 |
30971.53 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11574.22 |
Day 45 |
Yes |
316.24 |
31-90 Days |
N-6 |
10345.24 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2551.05 |
Day 45 |
No |
38.58 |
91-180 Days |
N-7 |
2226.85 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1086.00 |
Day 45 |
Yes |
94.67 |
7-30 Days |
P-1 |
996.97 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36657.26 |
Day 45 |
No |
725.85 |
<7 Days |
P-2 |
35925.39 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35670.69 |
Day 45 |
No |
3261.70 |
91-180 Days |
S-8 |
38720.24 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15651.31 |
Day 45 |
Yes |
293.90 |
7-30 Days |
Y-1 |
13642.96 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15685.23 |
Day 45 |
No |
1304.76 |
7-30 Days |
Y-2 |
13486.47 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43833.66 |
Day 45 |
No |
1842.78 |
7-30 Days |
Y-3 |
49632.65 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22143.55 |
Day 45 |
Yes |
1494.87 |
31-90 Days |
Y-4 |
23002.69 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24812.95 |
Day 45 |
Yes |
2065.24 |
91-180 Days |
Z-1 |
25552.18 |
Partial |
No |
|
Treasury |