| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11072.62 |
Day 45 |
No |
1059.62 |
91-180 Days |
S-7-Q |
9285.49 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36903.01 |
Day 45 |
No |
2018.26 |
<7 Days |
E-1-Q |
39474.42 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5962.28 |
Day 45 |
No |
226.58 |
31-90 Days |
E-2-Q |
5030.62 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34622.57 |
Day 45 |
Yes |
3219.29 |
7-30 Days |
IG-1-Q |
33023.59 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33066.53 |
Day 45 |
No |
1602.79 |
7-30 Days |
IG-2-Q |
37613.48 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12205.40 |
Day 45 |
No |
459.65 |
<7 Days |
C-1 |
14156.01 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7988.90 |
Day 45 |
No |
571.49 |
31-90 Days |
CB-4 |
6617.80 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23927.09 |
Day 45 |
Yes |
2004.93 |
7-30 Days |
E-10 |
27658.15 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10148.55 |
Day 45 |
Yes |
156.99 |
7-30 Days |
E-3 |
8774.78 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20653.30 |
Day 45 |
No |
944.01 |
<7 Days |
E-4 |
22988.93 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39180.22 |
Day 45 |
Yes |
3245.72 |
<7 Days |
E-5 |
45469.53 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3881.63 |
Day 45 |
Yes |
296.81 |
31-90 Days |
E-6 |
3195.99 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13776.58 |
Day 45 |
No |
472.37 |
7-30 Days |
E-7 |
15246.87 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27464.54 |
Day 45 |
Yes |
7.35 |
91-180 Days |
E-8 |
23367.26 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31700.92 |
Day 45 |
No |
2366.92 |
31-90 Days |
E-9 |
27032.99 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28604.98 |
Day 45 |
Yes |
2424.85 |
31-90 Days |
G-4 |
23762.67 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22067.83 |
Day 45 |
No |
1508.19 |
<7 Days |
IG-3 |
22537.13 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30054.98 |
Day 45 |
Yes |
2659.28 |
<7 Days |
IG-4 |
26132.91 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15131.47 |
Day 45 |
Yes |
221.66 |
<7 Days |
IG-5 |
14654.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24266.16 |
Day 45 |
Yes |
2195.92 |
31-90 Days |
IG-6 |
20524.03 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9138.15 |
Day 45 |
No |
193.33 |
91-180 Days |
IG-7 |
10383.95 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4615.19 |
Day 45 |
No |
337.44 |
91-180 Days |
IG-8 |
5265.36 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
33082.33 |
Day 45 |
Yes |
81.85 |
31-90 Days |
L-1 |
38664.46 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11585.85 |
Day 45 |
Yes |
254.33 |
7-30 Days |
L-10 |
10982.63 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28669.00 |
Day 45 |
No |
1774.00 |
<7 Days |
L-11 |
30988.13 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |