| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2908.07 |
Day 46 |
Yes |
266.22 |
7-30 Days |
A-4-Q |
2700.45 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11324.66 |
Day 46 |
Yes |
1045.48 |
<7 Days |
A-5-Q |
13341.68 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30396.73 |
Day 46 |
Yes |
2622.20 |
<7 Days |
CB-1-Q |
28104.23 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26809.32 |
Day 46 |
Yes |
1842.33 |
<7 Days |
CB-2-Q |
31407.27 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36846.46 |
Day 46 |
No |
3360.02 |
91-180 Days |
S-1-Q |
44192.51 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3829.73 |
Day 46 |
No |
310.84 |
91-180 Days |
S-2-Q |
4111.48 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3538.76 |
Day 46 |
Yes |
294.58 |
7-30 Days |
S-3-Q |
3094.65 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8054.12 |
Day 46 |
Yes |
748.70 |
7-30 Days |
S-4-Q |
8719.67 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6552.95 |
Day 46 |
Yes |
217.40 |
31-90 Days |
CB-3-Q |
6602.82 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25866.59 |
Day 46 |
No |
950.63 |
91-180 Days |
G-1-Q |
22532.67 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16260.75 |
Day 46 |
Yes |
661.34 |
7-30 Days |
G-2-Q |
18736.05 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18283.97 |
Day 46 |
No |
142.20 |
<7 Days |
G-3-Q |
18868.68 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21579.18 |
Day 46 |
Yes |
1048.26 |
91-180 Days |
S-5-Q |
23601.45 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41332.26 |
Day 46 |
Yes |
1341.87 |
91-180 Days |
S-6-Q |
37617.74 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1692.55 |
Day 46 |
Yes |
137.67 |
31-90 Days |
S-7-Q |
1496.04 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10112.38 |
Day 46 |
Yes |
799.66 |
91-180 Days |
E-1-Q |
11426.14 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21609.09 |
Day 46 |
Yes |
1954.76 |
7-30 Days |
E-2-Q |
23119.01 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30589.15 |
Day 46 |
Yes |
313.90 |
91-180 Days |
IG-1-Q |
29322.18 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27133.88 |
Day 46 |
No |
329.33 |
31-90 Days |
IG-2-Q |
24023.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36915.85 |
Day 46 |
No |
2843.17 |
91-180 Days |
C-1 |
38807.13 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11480.28 |
Day 46 |
Yes |
66.84 |
<7 Days |
CB-4 |
12792.54 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42605.68 |
Day 46 |
Yes |
4208.16 |
<7 Days |
E-10 |
44390.70 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31306.97 |
Day 46 |
Yes |
2361.16 |
31-90 Days |
E-3 |
34425.55 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12866.54 |
Day 46 |
Yes |
821.75 |
7-30 Days |
E-4 |
12937.78 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31997.15 |
Day 46 |
No |
3160.22 |
31-90 Days |
E-5 |
31906.41 |
Partial |
No |
|
Capital Markets |