| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36288.49 |
Day 44 |
Yes |
45.60 |
31-90 Days |
CB-2-Q |
30088.00 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9523.55 |
Day 44 |
No |
651.15 |
31-90 Days |
S-1-Q |
8622.82 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31854.95 |
Day 44 |
Yes |
1610.75 |
7-30 Days |
S-2-Q |
36350.73 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24252.47 |
Day 44 |
Yes |
2183.03 |
91-180 Days |
S-3-Q |
22954.77 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28731.54 |
Day 44 |
No |
384.13 |
<7 Days |
S-4-Q |
25357.45 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7836.89 |
Day 44 |
No |
17.21 |
<7 Days |
CB-3-Q |
8977.58 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37611.05 |
Day 44 |
No |
3546.89 |
31-90 Days |
G-1-Q |
34230.45 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37273.59 |
Day 44 |
No |
272.31 |
7-30 Days |
G-2-Q |
35054.18 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19354.22 |
Day 44 |
Yes |
274.95 |
7-30 Days |
G-3-Q |
20111.59 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15575.01 |
Day 44 |
No |
974.18 |
91-180 Days |
S-5-Q |
13772.18 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13953.08 |
Day 44 |
Yes |
841.61 |
31-90 Days |
S-6-Q |
14821.90 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38872.09 |
Day 44 |
Yes |
1864.88 |
<7 Days |
S-7-Q |
40157.84 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13796.50 |
Day 44 |
Yes |
224.09 |
31-90 Days |
E-1-Q |
15147.96 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41857.84 |
Day 44 |
No |
1709.39 |
<7 Days |
E-2-Q |
48229.71 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42257.57 |
Day 44 |
No |
2105.99 |
<7 Days |
IG-1-Q |
36997.83 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34714.48 |
Day 44 |
Yes |
2161.06 |
7-30 Days |
IG-2-Q |
30669.46 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38231.33 |
Day 44 |
Yes |
3465.09 |
91-180 Days |
C-1 |
30723.33 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18211.81 |
Day 44 |
No |
1606.78 |
91-180 Days |
CB-4 |
18338.93 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9665.33 |
Day 44 |
Yes |
253.07 |
<7 Days |
E-10 |
9161.59 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3210.78 |
Day 44 |
Yes |
184.00 |
<7 Days |
E-3 |
3163.51 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1974.17 |
Day 44 |
Yes |
122.51 |
91-180 Days |
E-4 |
2344.12 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26119.77 |
Day 44 |
Yes |
2341.52 |
31-90 Days |
E-5 |
25116.41 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20707.87 |
Day 44 |
Yes |
1484.47 |
91-180 Days |
E-6 |
21768.92 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14563.68 |
Day 44 |
Yes |
1206.32 |
91-180 Days |
E-7 |
15803.33 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18234.96 |
Day 44 |
No |
1627.46 |
7-30 Days |
E-8 |
21319.16 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |