| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19400.90 |
Day 44 |
No |
625.28 |
31-90 Days |
E-9 |
17788.10 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40499.55 |
Day 44 |
No |
390.90 |
<7 Days |
G-4 |
36289.40 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
44118.69 |
Day 44 |
No |
4373.30 |
7-30 Days |
IG-3 |
41798.13 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20078.14 |
Day 44 |
No |
1990.53 |
<7 Days |
IG-4 |
21438.08 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19214.05 |
Day 44 |
No |
396.24 |
91-180 Days |
IG-5 |
20512.44 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27528.03 |
Day 44 |
No |
1666.05 |
7-30 Days |
IG-6 |
26473.13 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9281.13 |
Day 44 |
Yes |
399.06 |
<7 Days |
IG-7 |
9099.32 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28730.84 |
Day 44 |
No |
1257.29 |
31-90 Days |
IG-8 |
32578.94 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34738.27 |
Day 44 |
Yes |
855.36 |
91-180 Days |
L-1 |
31253.63 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12534.69 |
Day 44 |
Yes |
736.86 |
7-30 Days |
L-10 |
13213.79 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9710.14 |
Day 44 |
No |
205.40 |
<7 Days |
L-11 |
9948.02 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30824.71 |
Day 44 |
Yes |
158.92 |
<7 Days |
L-2 |
33953.43 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42936.09 |
Day 44 |
Yes |
1907.76 |
7-30 Days |
L-3 |
45251.46 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19161.93 |
Day 44 |
No |
1778.13 |
91-180 Days |
L-4 |
22261.50 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6885.12 |
Day 44 |
Yes |
670.47 |
91-180 Days |
L-5 |
6937.41 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40111.08 |
Day 44 |
Yes |
2882.08 |
7-30 Days |
L-6 |
35235.31 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32914.33 |
Day 44 |
Yes |
1674.36 |
31-90 Days |
L-7 |
33426.94 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40631.84 |
Day 44 |
Yes |
3653.08 |
<7 Days |
L-8 |
32924.80 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34287.05 |
Day 44 |
No |
1958.41 |
31-90 Days |
L-9 |
38120.29 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33840.83 |
Day 44 |
No |
303.98 |
<7 Days |
LC-1 |
32486.00 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12568.72 |
Day 44 |
Yes |
1147.73 |
<7 Days |
LC-2 |
11026.85 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6396.44 |
Day 44 |
No |
401.11 |
<7 Days |
N-1 |
6143.69 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27441.65 |
Day 44 |
Yes |
987.40 |
31-90 Days |
N-2 |
31796.24 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28217.76 |
Day 44 |
No |
359.91 |
31-90 Days |
N-3 |
32376.54 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31831.34 |
Day 44 |
Yes |
530.53 |
91-180 Days |
N-4 |
28264.59 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |