| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8204.25 |
Day 43 |
Yes |
472.61 |
91-180 Days |
L-5 |
8318.78 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21081.01 |
Day 43 |
No |
794.76 |
<7 Days |
L-6 |
25231.86 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24399.20 |
Day 43 |
Yes |
902.03 |
7-30 Days |
L-7 |
23399.51 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39315.98 |
Day 43 |
Yes |
1556.68 |
31-90 Days |
L-8 |
45775.80 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9683.17 |
Day 43 |
Yes |
46.19 |
91-180 Days |
L-9 |
11485.64 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3278.16 |
Day 43 |
No |
7.31 |
31-90 Days |
LC-1 |
3507.66 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13592.27 |
Day 43 |
No |
486.26 |
91-180 Days |
LC-2 |
14286.82 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43192.65 |
Day 43 |
No |
2538.63 |
31-90 Days |
N-1 |
47942.50 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16727.37 |
Day 43 |
Yes |
420.39 |
7-30 Days |
N-2 |
14418.46 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8395.11 |
Day 43 |
Yes |
535.75 |
91-180 Days |
N-3 |
7470.70 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12433.39 |
Day 43 |
Yes |
59.01 |
91-180 Days |
N-4 |
13196.11 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39774.36 |
Day 43 |
No |
3108.32 |
31-90 Days |
N-5 |
39010.23 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14945.51 |
Day 43 |
No |
978.37 |
7-30 Days |
N-6 |
12208.95 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12098.34 |
Day 43 |
Yes |
1114.88 |
91-180 Days |
N-7 |
10475.86 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9909.14 |
Day 43 |
Yes |
831.84 |
<7 Days |
P-1 |
8730.44 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40977.91 |
Day 43 |
No |
2613.89 |
7-30 Days |
P-2 |
34699.81 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9389.98 |
Day 43 |
Yes |
574.74 |
31-90 Days |
S-8 |
9989.79 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2723.80 |
Day 43 |
Yes |
268.57 |
31-90 Days |
Y-1 |
2304.93 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26830.71 |
Day 43 |
No |
162.50 |
31-90 Days |
Y-2 |
24309.26 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7704.03 |
Day 43 |
No |
525.97 |
31-90 Days |
Y-3 |
8428.22 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42846.11 |
Day 43 |
No |
2010.79 |
<7 Days |
Y-4 |
36793.89 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1246.04 |
Day 43 |
No |
14.79 |
31-90 Days |
Z-1 |
1183.08 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18650.71 |
Day 43 |
No |
1689.64 |
<7 Days |
A-2 |
19166.11 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20207.63 |
Day 43 |
Yes |
486.15 |
<7 Days |
A-3 |
16478.54 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24542.90 |
Day 43 |
Yes |
358.73 |
31-90 Days |
A-4 |
19810.79 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |