| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37999.94 |
Day 33 |
No |
1610.96 |
7-30 Days |
IG-5 |
38004.47 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37340.18 |
Day 33 |
Yes |
1251.60 |
<7 Days |
IG-6 |
36130.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10087.15 |
Day 33 |
No |
589.64 |
7-30 Days |
IG-7 |
11350.32 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1780.41 |
Day 33 |
No |
143.87 |
91-180 Days |
IG-8 |
1649.25 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32339.50 |
Day 33 |
Yes |
1292.91 |
7-30 Days |
L-1 |
35806.30 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34844.92 |
Day 33 |
No |
3369.69 |
7-30 Days |
L-10 |
40859.81 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39690.99 |
Day 33 |
No |
2067.84 |
31-90 Days |
L-11 |
45934.90 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12838.70 |
Day 33 |
No |
876.98 |
7-30 Days |
L-2 |
12868.89 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24671.03 |
Day 33 |
No |
1332.11 |
31-90 Days |
L-3 |
26302.65 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37127.86 |
Day 33 |
Yes |
905.26 |
91-180 Days |
L-4 |
41729.22 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7341.39 |
Day 33 |
No |
49.37 |
7-30 Days |
L-5 |
7986.28 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25046.05 |
Day 33 |
Yes |
577.13 |
<7 Days |
L-6 |
23603.02 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3224.07 |
Day 33 |
No |
275.12 |
31-90 Days |
L-7 |
3708.84 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4388.79 |
Day 33 |
No |
197.38 |
91-180 Days |
L-8 |
4039.52 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38347.35 |
Day 33 |
Yes |
1313.03 |
<7 Days |
L-9 |
42672.81 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41546.22 |
Day 33 |
Yes |
1445.29 |
91-180 Days |
LC-1 |
47202.92 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20708.48 |
Day 33 |
No |
1013.61 |
<7 Days |
LC-2 |
17521.61 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4009.77 |
Day 33 |
Yes |
301.58 |
7-30 Days |
N-1 |
4805.40 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25855.08 |
Day 33 |
Yes |
2203.25 |
<7 Days |
N-2 |
27634.50 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24107.52 |
Day 33 |
Yes |
1502.97 |
7-30 Days |
N-3 |
26471.57 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17794.30 |
Day 33 |
Yes |
1656.46 |
<7 Days |
N-4 |
15966.18 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8007.76 |
Day 33 |
No |
438.37 |
7-30 Days |
N-5 |
6830.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26159.80 |
Day 33 |
No |
147.47 |
<7 Days |
N-6 |
22026.74 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31178.65 |
Day 33 |
No |
380.68 |
31-90 Days |
N-7 |
29837.07 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22692.69 |
Day 33 |
No |
636.29 |
7-30 Days |
P-1 |
19994.04 |
None |
No |
|
Trading |