| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27901.47 |
Day 28 |
No |
181.06 |
91-180 Days |
N-4 |
25802.88 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5657.68 |
Day 28 |
Yes |
511.95 |
<7 Days |
N-5 |
5945.57 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7819.49 |
Day 28 |
Yes |
314.79 |
<7 Days |
N-6 |
8931.83 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3032.35 |
Day 28 |
No |
288.39 |
7-30 Days |
N-7 |
2984.92 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27257.11 |
Day 28 |
No |
1590.50 |
31-90 Days |
P-1 |
25696.46 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32001.24 |
Day 28 |
Yes |
1441.12 |
31-90 Days |
P-2 |
35802.67 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33157.94 |
Day 28 |
No |
810.65 |
<7 Days |
S-8 |
39025.51 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12269.94 |
Day 28 |
Yes |
467.00 |
91-180 Days |
Y-1 |
13023.43 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22166.04 |
Day 28 |
Yes |
1072.33 |
91-180 Days |
Y-2 |
19977.79 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13350.17 |
Day 28 |
No |
498.36 |
<7 Days |
Y-3 |
15486.42 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34593.35 |
Day 28 |
No |
2726.24 |
<7 Days |
Y-4 |
34339.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27159.28 |
Day 28 |
No |
491.89 |
91-180 Days |
Z-1 |
30071.26 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40700.45 |
Day 28 |
No |
3309.81 |
<7 Days |
A-2 |
41906.25 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6394.00 |
Day 28 |
Yes |
557.43 |
<7 Days |
A-3 |
6447.40 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27151.90 |
Day 28 |
No |
994.62 |
7-30 Days |
A-4 |
23670.90 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14119.34 |
Day 28 |
No |
549.15 |
31-90 Days |
A-5 |
16827.57 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9377.37 |
Day 28 |
Yes |
375.72 |
7-30 Days |
CB-1 |
11016.05 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21222.05 |
Day 28 |
No |
18.08 |
31-90 Days |
CB-2 |
25175.33 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5236.25 |
Day 28 |
Yes |
47.23 |
7-30 Days |
CB-3 |
4374.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41136.27 |
Day 28 |
Yes |
1299.73 |
7-30 Days |
E-1 |
43000.93 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5689.47 |
Day 28 |
No |
511.57 |
7-30 Days |
E-2 |
5635.03 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38703.49 |
Day 28 |
Yes |
999.13 |
31-90 Days |
G-1 |
34871.33 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38654.41 |
Day 28 |
No |
2845.99 |
91-180 Days |
G-2 |
45028.50 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44061.02 |
Day 28 |
No |
1246.42 |
31-90 Days |
G-3 |
39392.77 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8251.92 |
Day 28 |
Yes |
155.46 |
<7 Days |
IG-1 |
9721.98 |
None |
No |
|
Investment Banking |