| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21007.18 |
Day 28 |
Yes |
709.26 |
7-30 Days |
E-8 |
22331.21 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16873.99 |
Day 28 |
Yes |
472.65 |
31-90 Days |
E-9 |
16554.36 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15488.21 |
Day 28 |
Yes |
1374.93 |
31-90 Days |
G-4 |
13058.36 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9579.04 |
Day 28 |
Yes |
712.81 |
7-30 Days |
IG-3 |
9855.82 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26169.44 |
Day 28 |
Yes |
935.83 |
7-30 Days |
IG-4 |
23419.86 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24326.92 |
Day 28 |
No |
1829.02 |
31-90 Days |
IG-5 |
27402.69 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7994.18 |
Day 28 |
No |
404.53 |
<7 Days |
IG-6 |
6983.55 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1483.47 |
Day 28 |
No |
144.87 |
31-90 Days |
IG-7 |
1585.36 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3188.23 |
Day 28 |
Yes |
177.88 |
<7 Days |
IG-8 |
2893.12 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8980.63 |
Day 28 |
Yes |
86.91 |
7-30 Days |
L-1 |
10408.95 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31290.81 |
Day 28 |
No |
1765.11 |
7-30 Days |
L-10 |
33034.83 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19570.07 |
Day 28 |
No |
1549.26 |
7-30 Days |
L-11 |
16162.03 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15261.26 |
Day 28 |
No |
576.49 |
<7 Days |
L-2 |
17774.38 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25387.07 |
Day 28 |
No |
38.59 |
7-30 Days |
L-3 |
22495.41 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21928.01 |
Day 28 |
No |
800.95 |
7-30 Days |
L-4 |
25218.73 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25439.71 |
Day 28 |
Yes |
2091.24 |
31-90 Days |
L-5 |
22509.69 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
205.88 |
Day 28 |
No |
2.78 |
<7 Days |
L-6 |
203.45 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39266.56 |
Day 28 |
Yes |
1428.49 |
91-180 Days |
L-7 |
32461.98 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18694.98 |
Day 28 |
No |
475.92 |
<7 Days |
L-8 |
20662.34 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19696.75 |
Day 28 |
Yes |
1460.21 |
<7 Days |
L-9 |
20592.54 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6469.04 |
Day 28 |
No |
384.98 |
91-180 Days |
LC-1 |
6445.04 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35954.46 |
Day 28 |
No |
3065.54 |
<7 Days |
LC-2 |
28868.11 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17141.06 |
Day 28 |
Yes |
780.57 |
31-90 Days |
N-1 |
13777.58 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41090.78 |
Day 28 |
Yes |
239.37 |
<7 Days |
N-2 |
40238.95 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38277.90 |
Day 28 |
No |
3481.02 |
91-180 Days |
N-3 |
42720.01 |
None |
No |
|
Wholesale Lending |