| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9041.68 |
Day 28 |
Yes |
27.85 |
91-180 Days |
CB-1-Q |
9229.18 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40595.62 |
Day 28 |
No |
883.69 |
91-180 Days |
CB-2-Q |
33065.87 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12551.86 |
Day 28 |
Yes |
970.34 |
31-90 Days |
S-1-Q |
14310.48 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17486.52 |
Day 28 |
No |
949.07 |
91-180 Days |
S-2-Q |
19851.03 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19505.12 |
Day 28 |
Yes |
912.56 |
31-90 Days |
S-3-Q |
19299.22 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25292.16 |
Day 28 |
No |
2323.80 |
<7 Days |
S-4-Q |
28024.42 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31712.20 |
Day 28 |
Yes |
3153.38 |
91-180 Days |
CB-3-Q |
27862.37 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24428.57 |
Day 28 |
No |
2305.94 |
<7 Days |
G-1-Q |
27140.85 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22713.28 |
Day 28 |
Yes |
2114.24 |
91-180 Days |
G-2-Q |
22286.29 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34335.83 |
Day 28 |
Yes |
102.64 |
<7 Days |
G-3-Q |
35729.05 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39703.96 |
Day 28 |
Yes |
3306.37 |
31-90 Days |
S-5-Q |
46409.93 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4551.17 |
Day 28 |
Yes |
376.06 |
91-180 Days |
S-6-Q |
5421.99 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19276.28 |
Day 28 |
No |
1710.12 |
31-90 Days |
S-7-Q |
21661.13 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19079.48 |
Day 28 |
Yes |
1352.85 |
7-30 Days |
E-1-Q |
16772.26 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4991.57 |
Day 28 |
Yes |
377.43 |
91-180 Days |
E-2-Q |
5328.66 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12005.93 |
Day 28 |
Yes |
640.77 |
<7 Days |
IG-1-Q |
12980.74 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13039.89 |
Day 28 |
Yes |
1276.33 |
7-30 Days |
IG-2-Q |
11114.48 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3297.51 |
Day 28 |
Yes |
164.11 |
91-180 Days |
C-1 |
2957.56 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23752.64 |
Day 28 |
Yes |
783.21 |
31-90 Days |
CB-4 |
22905.79 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12085.41 |
Day 28 |
Yes |
982.16 |
<7 Days |
E-10 |
13308.43 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31033.35 |
Day 28 |
No |
697.59 |
7-30 Days |
E-3 |
27551.86 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36057.00 |
Day 28 |
No |
1146.76 |
7-30 Days |
E-4 |
37152.20 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34959.60 |
Day 28 |
No |
3332.75 |
7-30 Days |
E-5 |
35944.26 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
16172.98 |
Day 28 |
Yes |
187.28 |
<7 Days |
E-6 |
13335.09 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18083.11 |
Day 28 |
Yes |
757.88 |
91-180 Days |
E-7 |
17875.91 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |