| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28431.32 |
Day 60 |
Yes |
1554.99 |
7-30 Days |
CB-4 |
33056.35 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
21635.22 |
Day 60 |
Yes |
456.70 |
31-90 Days |
E-10 |
25164.21 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
35899.20 |
Day 60 |
No |
1092.18 |
<7 Days |
E-3 |
36299.31 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
40880.19 |
Day 60 |
No |
2600.16 |
31-90 Days |
E-4 |
47154.18 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
38431.02 |
Day 60 |
No |
2937.74 |
<7 Days |
E-5 |
30819.16 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
8679.58 |
Day 60 |
No |
14.04 |
31-90 Days |
E-6 |
8400.44 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
30652.53 |
Day 60 |
No |
2176.99 |
91-180 Days |
E-7 |
30119.65 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
43229.67 |
Day 60 |
No |
722.09 |
<7 Days |
E-8 |
42372.57 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37466.69 |
Day 60 |
Yes |
3550.55 |
91-180 Days |
E-9 |
33168.05 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
27295.50 |
Day 60 |
Yes |
2087.17 |
31-90 Days |
G-4 |
32728.69 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
24386.28 |
Day 60 |
No |
1032.42 |
7-30 Days |
IG-3 |
24328.78 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
28115.88 |
Day 60 |
No |
1066.79 |
31-90 Days |
IG-4 |
26448.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
30886.31 |
Day 60 |
No |
459.99 |
<7 Days |
IG-5 |
31601.08 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
12415.61 |
Day 60 |
Yes |
983.28 |
<7 Days |
IG-6 |
11432.23 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
22627.74 |
Day 60 |
No |
1443.70 |
91-180 Days |
IG-7 |
24602.17 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
1757.61 |
Day 60 |
Yes |
59.34 |
<7 Days |
IG-8 |
1714.29 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
38366.53 |
Day 60 |
No |
21.35 |
<7 Days |
L-1 |
37769.58 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
21719.31 |
Day 60 |
Yes |
1041.32 |
7-30 Days |
L-10 |
21785.69 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
29415.99 |
Day 60 |
No |
1643.04 |
31-90 Days |
L-11 |
34587.54 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
25320.42 |
Day 60 |
No |
2247.00 |
<7 Days |
L-2 |
29609.76 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
31852.78 |
Day 60 |
Yes |
527.29 |
31-90 Days |
L-3 |
25664.02 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
17655.31 |
Day 60 |
Yes |
574.94 |
<7 Days |
L-4 |
18300.67 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
13811.23 |
Day 60 |
Yes |
529.77 |
31-90 Days |
L-5 |
13210.10 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
32081.37 |
Day 60 |
Yes |
260.55 |
31-90 Days |
L-6 |
27368.72 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
23402.66 |
Day 60 |
No |
1110.24 |
91-180 Days |
L-7 |
23100.46 |
Partial |
No |
|
Wholesale Lending |