| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
19272.48 |
Day 60 |
No |
1539.63 |
<7 Days |
L-8 |
21982.44 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
22583.78 |
Day 60 |
No |
1164.06 |
31-90 Days |
L-9 |
25180.84 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20894.15 |
Day 60 |
Yes |
1810.89 |
7-30 Days |
LC-1 |
19611.05 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33241.02 |
Day 60 |
Yes |
2764.26 |
91-180 Days |
LC-2 |
38096.65 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
25226.95 |
Day 60 |
No |
1116.79 |
31-90 Days |
N-1 |
20644.91 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
21098.84 |
Day 60 |
Yes |
1790.35 |
91-180 Days |
N-2 |
22712.95 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
3688.76 |
Day 60 |
No |
133.22 |
<7 Days |
N-3 |
4323.67 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
38422.23 |
Day 60 |
No |
2177.94 |
<7 Days |
N-4 |
41139.24 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
4995.37 |
Day 60 |
Yes |
403.24 |
91-180 Days |
N-5 |
4775.78 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
12750.35 |
Day 60 |
No |
256.14 |
<7 Days |
N-6 |
13517.63 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
11478.44 |
Day 60 |
Yes |
1002.86 |
91-180 Days |
N-7 |
12705.62 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
1098.68 |
Day 60 |
Yes |
26.18 |
31-90 Days |
P-1 |
1167.63 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
13317.68 |
Day 60 |
No |
327.59 |
91-180 Days |
P-2 |
11890.35 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
24245.21 |
Day 60 |
No |
2290.01 |
<7 Days |
S-8 |
26964.36 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
41316.26 |
Day 60 |
No |
2968.81 |
<7 Days |
Y-1 |
48120.93 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
17355.22 |
Day 60 |
No |
359.41 |
7-30 Days |
Y-2 |
19210.22 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
33902.91 |
Day 60 |
No |
2945.84 |
<7 Days |
Y-3 |
29905.12 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
1927.99 |
Day 60 |
Yes |
173.00 |
<7 Days |
Y-4 |
2083.70 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
12098.65 |
Day 60 |
No |
764.88 |
<7 Days |
Z-1 |
13556.50 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
34033.40 |
Day 60 |
No |
594.55 |
31-90 Days |
A-2 |
34526.59 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
42776.37 |
Day 60 |
No |
1519.18 |
31-90 Days |
A-3 |
44993.99 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
26446.56 |
Day 60 |
Yes |
272.59 |
<7 Days |
A-4 |
31492.99 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5599.56 |
Day 60 |
Yes |
374.49 |
7-30 Days |
A-5 |
5677.82 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34164.19 |
Day 60 |
No |
184.61 |
91-180 Days |
CB-1 |
27661.61 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
26201.32 |
Day 60 |
No |
740.33 |
7-30 Days |
CB-2 |
28487.30 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |