| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
36439.37 |
Day 59 |
No |
1914.59 |
31-90 Days |
Y-1 |
37147.79 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
11701.40 |
Day 59 |
No |
1165.47 |
31-90 Days |
Y-2 |
11759.87 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5705.31 |
Day 59 |
No |
34.40 |
<7 Days |
Y-3 |
6333.30 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
4696.71 |
Day 59 |
Yes |
232.73 |
7-30 Days |
Y-4 |
4197.48 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37326.59 |
Day 59 |
No |
2756.04 |
91-180 Days |
Z-1 |
43175.04 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
22109.69 |
Day 59 |
Yes |
1772.41 |
7-30 Days |
A-2 |
23173.83 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
30802.96 |
Day 59 |
No |
2696.12 |
31-90 Days |
A-3 |
34760.50 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
11376.49 |
Day 59 |
No |
651.31 |
91-180 Days |
A-4 |
9841.41 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
31373.90 |
Day 59 |
Yes |
1455.46 |
<7 Days |
A-5 |
29802.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
27004.08 |
Day 59 |
No |
542.30 |
7-30 Days |
CB-1 |
30148.64 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
22188.30 |
Day 59 |
Yes |
1626.43 |
91-180 Days |
CB-2 |
18607.82 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
41656.23 |
Day 59 |
No |
1876.66 |
91-180 Days |
CB-3 |
37861.88 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
25168.23 |
Day 59 |
Yes |
1765.56 |
7-30 Days |
E-1 |
28703.26 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
506.34 |
Day 59 |
No |
42.03 |
91-180 Days |
E-2 |
407.47 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
22189.72 |
Day 59 |
No |
1014.76 |
91-180 Days |
G-1 |
22637.57 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28438.34 |
Day 59 |
Yes |
2061.41 |
31-90 Days |
G-2 |
25902.40 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
16498.08 |
Day 59 |
No |
650.83 |
7-30 Days |
G-3 |
18982.51 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
21710.17 |
Day 59 |
Yes |
1523.97 |
91-180 Days |
IG-1 |
17616.01 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
35091.96 |
Day 59 |
Yes |
1260.18 |
91-180 Days |
IG-2 |
32835.73 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
16159.70 |
Day 59 |
Yes |
1582.62 |
91-180 Days |
S-1 |
18914.32 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
4385.46 |
Day 59 |
Yes |
313.14 |
91-180 Days |
S-2 |
4840.36 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
42796.79 |
Day 59 |
No |
748.19 |
<7 Days |
S-3 |
47018.86 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
3888.21 |
Day 59 |
No |
127.16 |
<7 Days |
S-4 |
4198.16 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
21026.94 |
Day 59 |
Yes |
958.82 |
7-30 Days |
S-5 |
21834.70 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
13518.91 |
Day 59 |
No |
1240.36 |
7-30 Days |
S-6 |
15770.61 |
None |
No |
|
Investment Banking |