| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
29761.78 |
Day 59 |
No |
860.88 |
7-30 Days |
IG-7 |
33045.12 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
26315.64 |
Day 59 |
Yes |
825.51 |
31-90 Days |
IG-8 |
22638.19 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
39422.47 |
Day 59 |
No |
2587.24 |
<7 Days |
L-1 |
33986.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
32133.70 |
Day 59 |
No |
277.04 |
31-90 Days |
L-10 |
37761.97 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
8771.42 |
Day 59 |
No |
129.31 |
31-90 Days |
L-11 |
10413.25 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
23238.39 |
Day 59 |
Yes |
108.68 |
7-30 Days |
L-2 |
23110.19 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
5365.62 |
Day 59 |
Yes |
273.44 |
7-30 Days |
L-3 |
4873.36 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5785.32 |
Day 59 |
No |
298.01 |
<7 Days |
L-4 |
5196.28 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
5338.75 |
Day 59 |
No |
56.24 |
7-30 Days |
L-5 |
5467.51 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5577.82 |
Day 59 |
Yes |
154.01 |
<7 Days |
L-6 |
4629.08 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
22644.17 |
Day 59 |
No |
388.55 |
7-30 Days |
L-7 |
20668.86 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
4960.02 |
Day 59 |
No |
34.83 |
91-180 Days |
L-8 |
4440.86 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
29158.25 |
Day 59 |
Yes |
339.06 |
91-180 Days |
L-9 |
26728.16 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34489.85 |
Day 59 |
No |
1047.71 |
<7 Days |
LC-1 |
30053.00 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
33933.75 |
Day 59 |
Yes |
2675.41 |
91-180 Days |
LC-2 |
39695.86 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
36684.79 |
Day 59 |
Yes |
3418.59 |
<7 Days |
N-1 |
32057.87 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5706.42 |
Day 59 |
No |
347.62 |
91-180 Days |
N-2 |
5767.53 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32876.53 |
Day 59 |
No |
842.23 |
91-180 Days |
N-3 |
26776.40 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
18267.42 |
Day 59 |
Yes |
1506.35 |
91-180 Days |
N-4 |
16575.23 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
34699.87 |
Day 59 |
No |
1486.49 |
31-90 Days |
N-5 |
40911.10 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
8217.65 |
Day 59 |
Yes |
211.20 |
7-30 Days |
N-6 |
8494.07 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
21979.89 |
Day 59 |
No |
578.03 |
31-90 Days |
N-7 |
19629.20 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20563.28 |
Day 59 |
Yes |
411.01 |
31-90 Days |
P-1 |
22123.34 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
42337.65 |
Day 59 |
No |
4205.90 |
<7 Days |
P-2 |
46837.14 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
21113.92 |
Day 59 |
No |
386.78 |
91-180 Days |
S-8 |
22848.20 |
Full |
No |
|
Investment Banking |