| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1135.65 |
Day 57 |
Yes |
45.15 |
<7 Days |
IG-6 |
1041.21 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1521.11 |
Day 57 |
No |
47.47 |
<7 Days |
IG-7 |
1438.86 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
8749.27 |
Day 57 |
No |
402.60 |
31-90 Days |
IG-8 |
9153.10 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
7426.93 |
Day 57 |
Yes |
179.20 |
<7 Days |
L-1 |
7482.50 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13454.21 |
Day 57 |
Yes |
531.48 |
31-90 Days |
L-10 |
12336.14 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10009.13 |
Day 57 |
Yes |
414.75 |
7-30 Days |
L-11 |
10268.54 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9549.08 |
Day 57 |
Yes |
89.22 |
31-90 Days |
L-2 |
10025.60 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13465.14 |
Day 57 |
Yes |
8.88 |
<7 Days |
L-3 |
12139.17 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
5513.48 |
Day 57 |
Yes |
107.84 |
7-30 Days |
L-4 |
5473.76 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
17076.89 |
Day 57 |
No |
849.80 |
<7 Days |
L-5 |
18312.64 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13704.48 |
Day 57 |
Yes |
302.77 |
7-30 Days |
L-6 |
14448.26 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12548.58 |
Day 57 |
Yes |
592.63 |
7-30 Days |
L-7 |
12794.67 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16428.54 |
Day 57 |
No |
134.37 |
31-90 Days |
L-8 |
15888.59 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1655.31 |
Day 57 |
No |
75.34 |
31-90 Days |
L-9 |
1700.10 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
2678.69 |
Day 57 |
No |
18.03 |
31-90 Days |
LC-1 |
2436.09 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16897.66 |
Day 57 |
Yes |
129.84 |
7-30 Days |
LC-2 |
18324.14 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16956.37 |
Day 57 |
No |
352.75 |
<7 Days |
N-1 |
16425.39 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
10852.43 |
Day 57 |
No |
343.11 |
31-90 Days |
N-2 |
10374.20 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12791.56 |
Day 57 |
No |
511.28 |
<7 Days |
N-3 |
13934.99 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9162.49 |
Day 57 |
No |
164.70 |
<7 Days |
N-4 |
9420.53 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12377.56 |
Day 57 |
Yes |
226.38 |
31-90 Days |
N-5 |
11666.77 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
14797.03 |
Day 57 |
Yes |
562.17 |
7-30 Days |
N-6 |
15362.17 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
8795.39 |
Day 57 |
Yes |
325.44 |
31-90 Days |
N-7 |
8779.28 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13684.08 |
Day 57 |
No |
283.33 |
7-30 Days |
P-1 |
12506.68 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
15392.14 |
Day 57 |
Yes |
473.62 |
31-90 Days |
P-2 |
15198.22 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |