| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9911.96 |
Day 56 |
Yes |
194.12 |
<7 Days |
E-2 |
10169.11 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13345.76 |
Day 56 |
No |
528.92 |
31-90 Days |
G-1 |
14624.79 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
5210.57 |
Day 56 |
Yes |
227.59 |
7-30 Days |
G-2 |
4766.82 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9681.76 |
Day 56 |
Yes |
239.51 |
7-30 Days |
G-3 |
9923.87 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12040.31 |
Day 56 |
Yes |
266.11 |
7-30 Days |
IG-1 |
10894.18 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
5519.24 |
Day 56 |
No |
235.67 |
31-90 Days |
IG-2 |
5338.69 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
846.87 |
Day 56 |
No |
15.96 |
7-30 Days |
S-1 |
911.46 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
2963.55 |
Day 56 |
Yes |
83.47 |
<7 Days |
S-2 |
3229.41 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1346.44 |
Day 56 |
Yes |
48.13 |
31-90 Days |
S-3 |
1299.90 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
5278.40 |
Day 56 |
No |
211.34 |
31-90 Days |
S-4 |
4754.77 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
7984.22 |
Day 56 |
Yes |
33.47 |
<7 Days |
S-5 |
7675.14 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
823.88 |
Day 56 |
Yes |
39.13 |
7-30 Days |
S-6 |
868.76 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
328.32 |
Day 56 |
No |
8.61 |
31-90 Days |
S-7 |
343.55 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
6037.01 |
Day 57 |
Yes |
132.06 |
7-30 Days |
A-0-Q |
6526.88 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
6702.89 |
Day 57 |
Yes |
25.44 |
7-30 Days |
A-1-Q |
7224.07 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
10306.70 |
Day 57 |
No |
100.22 |
31-90 Days |
A-2-Q |
10422.46 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
15086.55 |
Day 57 |
No |
316.00 |
7-30 Days |
A-3-Q |
15714.16 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9568.29 |
Day 57 |
Yes |
165.17 |
7-30 Days |
A-4-Q |
8736.72 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13776.91 |
Day 57 |
No |
535.23 |
7-30 Days |
A-5-Q |
14309.88 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
14152.10 |
Day 57 |
Yes |
209.02 |
7-30 Days |
CB-1-Q |
15319.92 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
7701.04 |
Day 57 |
No |
259.25 |
31-90 Days |
CB-2-Q |
8041.10 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
8783.77 |
Day 57 |
No |
255.67 |
31-90 Days |
S-1-Q |
8098.57 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
10689.67 |
Day 57 |
No |
95.27 |
<7 Days |
S-2-Q |
11256.33 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
5755.00 |
Day 57 |
No |
280.34 |
<7 Days |
S-3-Q |
6326.94 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
11930.74 |
Day 57 |
No |
240.20 |
7-30 Days |
S-4-Q |
11110.21 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |