| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
14992.64 |
Day 57 |
Yes |
484.03 |
<7 Days |
S-6 |
16011.40 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13967.12 |
Day 57 |
Yes |
451.72 |
<7 Days |
S-7 |
13692.09 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
5389.70 |
Day 58 |
Yes |
138.46 |
<7 Days |
A-0-Q |
5110.22 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9503.65 |
Day 58 |
Yes |
7.46 |
31-90 Days |
A-1-Q |
9668.69 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
2578.82 |
Day 58 |
Yes |
110.51 |
7-30 Days |
A-2-Q |
2712.92 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
7700.31 |
Day 58 |
No |
215.66 |
<7 Days |
A-3-Q |
7505.32 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9728.81 |
Day 58 |
No |
255.80 |
7-30 Days |
A-4-Q |
9817.87 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
16885.69 |
Day 58 |
No |
604.96 |
7-30 Days |
A-5-Q |
18021.92 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13975.41 |
Day 58 |
No |
308.45 |
<7 Days |
CB-1-Q |
14024.28 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
4882.01 |
Day 58 |
No |
4.98 |
7-30 Days |
CB-2-Q |
5034.57 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
15349.28 |
Day 58 |
Yes |
60.00 |
31-90 Days |
S-1-Q |
14878.18 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13506.94 |
Day 58 |
Yes |
633.44 |
<7 Days |
S-2-Q |
12268.24 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1826.58 |
Day 58 |
Yes |
12.98 |
<7 Days |
S-3-Q |
1948.11 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10488.19 |
Day 58 |
No |
198.23 |
7-30 Days |
S-4-Q |
10610.59 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
8173.11 |
Day 58 |
Yes |
321.90 |
31-90 Days |
CB-3-Q |
8607.30 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3602.73 |
Day 58 |
No |
81.20 |
<7 Days |
G-1-Q |
3653.43 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13442.48 |
Day 58 |
No |
292.59 |
31-90 Days |
G-2-Q |
12345.99 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16198.94 |
Day 58 |
Yes |
744.38 |
31-90 Days |
G-3-Q |
15520.61 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
11196.09 |
Day 58 |
No |
239.15 |
31-90 Days |
S-5-Q |
12254.92 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
10642.85 |
Day 58 |
No |
75.26 |
7-30 Days |
S-6-Q |
10259.82 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
6908.45 |
Day 58 |
Yes |
100.23 |
31-90 Days |
S-7-Q |
6268.36 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
8016.57 |
Day 58 |
No |
42.28 |
<7 Days |
E-1-Q |
8682.38 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
2582.16 |
Day 58 |
Yes |
71.20 |
7-30 Days |
E-2-Q |
2609.03 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1354.34 |
Day 58 |
No |
19.20 |
7-30 Days |
IG-1-Q |
1465.70 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
8559.85 |
Day 58 |
No |
211.77 |
31-90 Days |
IG-2-Q |
7730.14 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |