| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
11131.21 |
Day 40 |
Yes |
968.86 |
7-30 Days |
L-10 |
10226.41 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
4393.27 |
Day 40 |
No |
424.73 |
31-90 Days |
L-11 |
4430.18 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
9696.04 |
Day 40 |
No |
759.41 |
31-90 Days |
L-2 |
10434.93 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
37240.15 |
Day 40 |
Yes |
679.31 |
7-30 Days |
L-3 |
35934.84 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
21972.94 |
Day 40 |
Yes |
1316.14 |
31-90 Days |
L-4 |
18108.26 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
11699.28 |
Day 40 |
No |
1164.60 |
31-90 Days |
L-5 |
10289.04 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
1223.77 |
Day 40 |
No |
44.88 |
7-30 Days |
L-6 |
1217.32 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
23383.44 |
Day 40 |
Yes |
1452.80 |
<7 Days |
L-7 |
22937.03 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
25620.87 |
Day 40 |
No |
1231.72 |
31-90 Days |
L-8 |
24858.95 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
9303.40 |
Day 40 |
Yes |
250.61 |
7-30 Days |
L-9 |
9504.31 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
11769.41 |
Day 40 |
No |
377.25 |
<7 Days |
LC-1 |
14115.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
11050.54 |
Day 40 |
Yes |
35.19 |
31-90 Days |
LC-2 |
9584.93 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
14605.05 |
Day 40 |
No |
1173.09 |
91-180 Days |
N-1 |
15485.66 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
14802.49 |
Day 40 |
No |
286.42 |
91-180 Days |
N-2 |
15308.99 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
25315.09 |
Day 40 |
No |
1343.57 |
7-30 Days |
N-3 |
23227.55 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
42840.56 |
Day 40 |
No |
3847.44 |
<7 Days |
N-4 |
49622.83 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
8194.02 |
Day 40 |
Yes |
158.74 |
91-180 Days |
N-5 |
9796.33 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
27354.87 |
Day 40 |
No |
2329.70 |
31-90 Days |
N-6 |
23582.75 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
30871.82 |
Day 40 |
Yes |
1284.65 |
31-90 Days |
N-7 |
33186.84 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
40790.43 |
Day 40 |
Yes |
1015.26 |
91-180 Days |
P-1 |
40461.49 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
12381.70 |
Day 40 |
Yes |
497.75 |
7-30 Days |
P-2 |
12109.22 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
355.47 |
Day 40 |
Yes |
3.99 |
91-180 Days |
S-8 |
332.14 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
9687.85 |
Day 40 |
No |
806.07 |
31-90 Days |
Y-1 |
10062.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
42817.53 |
Day 40 |
Yes |
3575.74 |
<7 Days |
Y-2 |
41721.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
35125.56 |
Day 40 |
No |
3404.37 |
31-90 Days |
Y-3 |
29844.18 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |