| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
12673.19 |
Day 40 |
No |
427.17 |
91-180 Days |
S-5-Q |
15003.00 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
24587.51 |
Day 40 |
Yes |
683.01 |
7-30 Days |
S-6-Q |
24674.15 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
34547.66 |
Day 40 |
No |
3208.80 |
91-180 Days |
S-7-Q |
37029.96 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
41535.97 |
Day 40 |
No |
1536.62 |
91-180 Days |
E-1-Q |
45785.67 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
20192.37 |
Day 40 |
Yes |
1726.24 |
<7 Days |
E-2-Q |
19204.64 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
21901.32 |
Day 40 |
No |
423.92 |
7-30 Days |
IG-1-Q |
25257.08 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
37890.24 |
Day 40 |
Yes |
981.97 |
91-180 Days |
IG-2-Q |
31484.72 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
23793.99 |
Day 40 |
Yes |
1727.02 |
<7 Days |
C-1 |
23933.55 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
35606.13 |
Day 40 |
No |
2075.07 |
7-30 Days |
CB-4 |
40265.22 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
12058.34 |
Day 40 |
No |
775.82 |
91-180 Days |
E-10 |
10195.76 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
30369.83 |
Day 40 |
No |
1855.83 |
<7 Days |
E-3 |
34483.10 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
35830.87 |
Day 40 |
No |
2040.12 |
7-30 Days |
E-4 |
35500.11 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
18771.95 |
Day 40 |
Yes |
778.95 |
31-90 Days |
E-5 |
18853.06 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
23474.48 |
Day 40 |
No |
2182.18 |
91-180 Days |
E-6 |
25543.42 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
28993.36 |
Day 40 |
Yes |
1116.71 |
7-30 Days |
E-7 |
32810.98 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
20427.13 |
Day 40 |
Yes |
550.52 |
<7 Days |
E-8 |
17065.25 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
25860.04 |
Day 40 |
Yes |
132.31 |
31-90 Days |
E-9 |
27985.80 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
35848.10 |
Day 40 |
No |
3257.38 |
<7 Days |
G-4 |
39160.25 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
30967.02 |
Day 40 |
No |
2064.52 |
7-30 Days |
IG-3 |
30504.24 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
3600.90 |
Day 40 |
Yes |
327.66 |
31-90 Days |
IG-4 |
4216.72 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
12313.20 |
Day 40 |
No |
377.46 |
7-30 Days |
IG-5 |
10902.22 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
6393.80 |
Day 40 |
Yes |
545.03 |
31-90 Days |
IG-6 |
7556.60 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
No |
28821.69 |
Day 40 |
Yes |
2354.17 |
7-30 Days |
IG-7 |
24607.24 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
10181.82 |
Day 40 |
Yes |
299.76 |
7-30 Days |
IG-8 |
10395.20 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Other |
Yes |
29054.38 |
Day 40 |
No |
77.66 |
<7 Days |
L-1 |
31554.04 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |