| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30238.47 |
Day 60 |
Yes |
1774.59 |
91-180 Days |
E-1 |
30591.80 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36810.48 |
Day 60 |
Yes |
786.56 |
7-30 Days |
E-2 |
39139.30 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
40244.55 |
Day 60 |
Yes |
3354.48 |
91-180 Days |
G-1 |
43095.80 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9643.51 |
Day 60 |
Yes |
63.51 |
<7 Days |
G-2 |
9733.05 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4781.27 |
Day 60 |
No |
163.65 |
91-180 Days |
G-3 |
4887.33 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
25348.27 |
Day 60 |
No |
480.51 |
31-90 Days |
IG-1 |
29554.71 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11078.43 |
Day 60 |
Yes |
280.33 |
31-90 Days |
IG-2 |
10872.85 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43842.64 |
Day 60 |
Yes |
2680.38 |
31-90 Days |
S-1 |
35583.68 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40812.28 |
Day 60 |
Yes |
759.84 |
7-30 Days |
S-2 |
45054.86 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33776.14 |
Day 60 |
No |
1059.57 |
7-30 Days |
S-3 |
40433.17 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26908.47 |
Day 60 |
Yes |
329.74 |
<7 Days |
S-4 |
25292.04 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
19070.18 |
Day 60 |
Yes |
1009.89 |
91-180 Days |
S-5 |
21261.76 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2668.51 |
Day 60 |
Yes |
109.57 |
31-90 Days |
S-6 |
2830.53 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
36307.53 |
Day 60 |
No |
1254.44 |
91-180 Days |
S-7 |
42062.87 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18506.98 |
61 - 67 Days |
Yes |
34.78 |
91-180 Days |
A-0-Q |
15315.55 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
14991.56 |
61 - 67 Days |
Yes |
423.09 |
31-90 Days |
A-1-Q |
13409.37 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
32817.55 |
61 - 67 Days |
No |
3029.69 |
7-30 Days |
A-2-Q |
35607.39 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
43267.17 |
61 - 67 Days |
Yes |
1905.71 |
<7 Days |
A-3-Q |
40509.66 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10056.57 |
61 - 67 Days |
No |
646.62 |
91-180 Days |
A-4-Q |
10635.20 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28196.83 |
61 - 67 Days |
Yes |
2159.66 |
31-90 Days |
A-5-Q |
31567.36 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23473.43 |
61 - 67 Days |
Yes |
479.59 |
31-90 Days |
CB-1-Q |
26090.07 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39217.00 |
61 - 67 Days |
No |
2297.77 |
91-180 Days |
CB-2-Q |
41148.28 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3228.50 |
61 - 67 Days |
No |
33.22 |
7-30 Days |
S-1-Q |
2638.69 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23064.47 |
61 - 67 Days |
No |
858.72 |
7-30 Days |
S-2-Q |
22590.87 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1144.03 |
61 - 67 Days |
Yes |
86.69 |
91-180 Days |
S-3-Q |
1192.52 |
Full |
No |
|
Investment Banking |