| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38141.31 |
Day 60 |
Yes |
3417.07 |
7-30 Days |
E-10 |
31101.89 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21091.81 |
Day 60 |
Yes |
1121.61 |
31-90 Days |
E-3 |
17984.15 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
12721.73 |
Day 60 |
Yes |
828.41 |
7-30 Days |
E-4 |
11521.40 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42982.83 |
Day 60 |
No |
3800.71 |
31-90 Days |
E-5 |
45473.69 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22246.53 |
Day 60 |
Yes |
736.72 |
31-90 Days |
E-6 |
20993.05 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42046.35 |
Day 60 |
No |
575.56 |
91-180 Days |
E-7 |
39254.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
28204.27 |
Day 60 |
Yes |
485.38 |
91-180 Days |
E-8 |
32391.90 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33503.98 |
Day 60 |
Yes |
2816.97 |
31-90 Days |
E-9 |
30332.20 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2346.27 |
Day 60 |
Yes |
8.42 |
<7 Days |
G-4 |
2068.43 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
6308.58 |
Day 60 |
No |
352.20 |
<7 Days |
IG-3 |
6400.25 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
33641.49 |
Day 60 |
Yes |
767.81 |
7-30 Days |
IG-4 |
40335.39 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34928.40 |
Day 60 |
Yes |
430.03 |
91-180 Days |
IG-5 |
32012.77 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
8488.18 |
Day 60 |
Yes |
761.61 |
31-90 Days |
IG-6 |
9185.19 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
7695.82 |
Day 60 |
No |
197.61 |
<7 Days |
IG-7 |
8695.11 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
3270.96 |
Day 60 |
Yes |
132.73 |
7-30 Days |
IG-8 |
3647.92 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42514.49 |
Day 60 |
No |
1923.13 |
<7 Days |
L-1 |
50577.81 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20499.08 |
Day 60 |
Yes |
281.63 |
31-90 Days |
L-10 |
17388.60 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37172.67 |
Day 60 |
Yes |
449.04 |
31-90 Days |
L-11 |
32994.39 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
23184.86 |
Day 60 |
No |
509.14 |
31-90 Days |
L-2 |
22134.59 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12565.36 |
Day 60 |
Yes |
1226.68 |
<7 Days |
L-3 |
12012.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14023.87 |
Day 60 |
No |
1363.86 |
31-90 Days |
L-4 |
12389.72 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9302.82 |
Day 60 |
Yes |
792.09 |
91-180 Days |
L-5 |
8009.77 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20779.35 |
Day 60 |
Yes |
1516.60 |
31-90 Days |
L-6 |
21079.84 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
20786.48 |
Day 60 |
No |
1473.92 |
7-30 Days |
L-7 |
24372.82 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
38368.47 |
Day 60 |
Yes |
1597.63 |
<7 Days |
L-8 |
36854.80 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |